Epstein Secrets

n M. Biggar 7/18/2013 Regional Office Director: Signature) AML Business Risk: Armen Brash (Signature) Armen Brash 8/20/2013 AML Compliance: Janice Franklin (Signature) Janice Franklin 8/21/2013 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signatur

No negative media No court cases J. Epstein & Co. All Negative media is our client. He has been cleared of posing a reputational risk as shown by the AML Clearance attached Court Cases have been closed FINANCIAL TRUST & CO RDC/PCR alert is associated with Southern Financial, the company it merged into. This a

2/24/2014 Regional Office Director: Signature) Mt Business Risk: (Signature) AM. Compliance: GVA±11 Hill Dance Frankin (Signature) Gwen Hal Janice Franklin 311811014 3.(28:2014 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (lIP): (Signature) Account Manager: (StinatUre) Global Market

: No negative media No court cases J. Epstein & Co. All Negative Made is our client He has been cleared of posing a reputatianal risk as shown by the AML Clearance attached Court Cases have been dosed FINANCIAL TRUST & CO ROC/PCR alert is associated nth Southern Financial, the company a merged Mo. This alert

Snail H. Biggar 7/18/2013 Regional Offke Director: Signature) Art Business Risk: Armen &ash (Signature) Armen Brash 8/20/2013 AK CompBanat: Janice Franklin (Signature) Janice Franklin 8/21/2013 UTAH /INTERNATIONAL APPROVALS Client Facing Pr&essional (CFP): (Signature) Account Manager: (Signature)

No negative media No court cases 3. Epstein & Co. All Negative Media Is our client. He has been cleated of posing a reputatbnal risk as shown by the AML Clearance attached Court Cases have been dosed FINANCIAL TRUST & CO RDC/PCR alert is associated with Southern financial, the company it merged into. This al