3
Shared Docs
3
Same-Page
3 / 3
Mentions
/Int'l PART B P2 Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Booking Center F NY r - NY/Offshore F Offshore F Moderate Risk re High Risk Janice Franklin (Compliance Signature) P DB Employee F DB Managed PIC F DB is Trustee/Co-Trustee F Bearer Shares 4. Attachments A. Type of Photo ID Provided
b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMEN7': Deutsche Bank Private Wealth SONY_GM_00053544 httpsl/na4.salesforce.com/servle frittpriEtrirttACE/D9Diaceid=50060... 11/15/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-00
n M. Biggar 7/18/2013 Regional Office Director: Signature) AML Business Risk: Armen Brash (Signature) Armen Brash 8/20/2013 AML Compliance: Janice Franklin (Signature) Janice Franklin 8/21/2013 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signatur
Sub-Market Team Head MTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PR/ VATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth SDNY_GM_00064641 CONFIDENTIAL - PURSUANT TO FED. R. Fit) DB-SDNY-0027466 https://na4.salesforce.com/servIel FIBENTIIkt 0D9Di&eid=500600... 8/2
al Office Director: (Signature) AML Business Risk: Armen Brash (Signature) Armen Brash 8/20/2013 AML Compliance: Janice FranWin (Signature) Janice Franklin 8/21/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMT
ub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth https://na4.sal esforce.corn/servlet/servlet. Integration?' id=01N30000000D9Di &eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P.
Entities connected to both Janice Franklin and Deutsche Bank Private Wealth

Jeffrey Epstein
PERSONDarren Indyke
PERSON
Paul Morris
PERSON
Eric Holder
PERSON
Financial Trust Company
ORGANIZATION
Dow Jones
ORGANIZATION
U.S. Virgin Islands
LOCATION
Les Wexner
PERSONMartindale-Hubbell
ORGANIZATIONBrian M. Biggar
PERSON
the Office of Foreign Assets Control
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATION
JPMorgan Chase
ORGANIZATIONLexis/Nexis
ORGANIZATIONLawyers/Law Firms
ORGANIZATIONJ. Epstein & Co.
ORGANIZATIONI. Corporate Documentation Attached
ORGANIZATIONTIN/EIN
ORGANIZATIONQuality Mgt
ORGANIZATION