Epstein Secrets

SUANT TO FED R CRIM. P. 6(e) DB-SDNY-0002705 EF1'A_00150490 EFTA01283968 KYC Print Page 15 of 16 M. Case Comments Created By Date Comments Janice Franklin 3/26/114 2:25 PH Ns Update KYC did not have an effect on clients risk rating therefore no new risk calculator was prepared. clxurnent repository f

sanctioned by the Office of Foreign Assets Control (OFAC)' K ves 5 No H. Does the client or related party have any financial or other association/ Interactions within high risk D yes 2 No countries* I. Corporate Documentation attached (Legal Entitles Only) 2 Yes O No ONot Applicable J. Undisclosed Princip

ead: Brian M. Biggar Signature) Scion M. Biggar Regional Office Director: Signature) APR. OusinOSS Risk (Signature) ANL Comploroce: Gwen HI Janice Franklin (Signature) Gwen 11,11 Janice Franklin 3.28 201 LATAM/INTERNATIONAL APPROVALS Client Facing Prolev.ional (CEP): (Signature) Account Manager.

s or regimes sanctioned by the Office of Foreign Assets Control (OFAC)' H. Does the tient or related party have any financial or other association/ Interactions within high risk D yes 2 do countries? I. Corporate Documentation Attached (Legal Entities Only) 10 yes Duo U Not Appkable I. Undhcbsed Principa

Snail H. Biggar 7/18/2013 Regional Offke Director: Signature) Art Business Risk: Armen &ash (Signature) Armen Brash 8/20/2013 AK CompBanat: Janice Franklin (Saanature) Janice Franklin 8/21/2013 UTAH /INTERNATIONAL APPROVALS Client Facing Pr&essional (CFP): (Signature) Account Manager: (Signature)

or regimes sanctioned by the Office of Foreign Assets Control ((PAC)? ii. Does the client or related party have any financial or other association/ Interactions within high risk • yes n No countries? I. Corporate Documentation Attached (Legal Entities Only) @Yes • No O Not Applicable https://dbforcepb.my

or (Signature) NIL Business Risk: (Signature) AML Compliance: Gwen Pill oiblo Janke Franklin Jacqueline Lighted,/ (Signature) Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager. (Signat

ce Foreign Assets Control countries or regimes sanctioned of (OFAC)' H. Does the client or related party have any financial or other assoaalion/ Interactions within high risk o yes 2 No countries, I. Corporate Documentation Attached (Legal Enbbes Only) 0 Yes • No • Not Appkable 1. Undisclosed Principa

- PURSUANT TO FED. R. CRIM. P. 6(e) 40000502 EFTA_000 19372 EFTA00169119 KYC Print Page 13 of 14 M. Case Comments Created By Date Comments Janice Franklin 9/5/113 11:56 AM See KYC 1062793 for Senor Business Management's approval to go forward with dent adoption process, ONSHORE APPROVALS Client Faci

No or regimes sanctioned by the Office of Foreign Assets Control (MCP ii. Does the client or related party have any financial or other association/ Interactions within high risk • yes FA No countries, I. Corporate Documentation Attached (Legal Entities Only) RI Yes • No O Not Applicable https://dbforcepb.