Epstein Secrets

ar 1W3/2013 Regional Office Director 'Signature) AML Business Risk: (Signature) AK ConyIon< l' Jacqueline lightbody Andrew Kisz (Signature) Jacqueline Lightbody Andrew Krsz 1/23/2011 1/23/2014 LATAM /INTERNATIONAL APPROVALS Cbent Facing Professional (CEP): (Signature) Account Manager: (Signature) Glo

I. Corporate Documentation Attached (legal Entities Only) @Yes 0 No O tbt Applicable 1 Undisclosed Principal Form Complete (Intermediaries Only) Oyes 0 No 2 Not Applicable K. If Lexellexn Search Results. Corporate DOCISIVIIIS or Other Supporting Documentation Is not in English, please provide an Eng

gar (Signature) Arian M. Biggar 10/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) MIL Compliance. Janice Rankin Jacqueline Lightbody (Signature) Janice Franidn Jacqueline L•ghttody 10/17/2013 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signat

' Yes • No attached C. Please indicate the results of the database searches performed ROC searches complete 1Z yes 0 No negative results found (Oyes 0 NO PCR checks complete 21Yes O No negative results found 21Yes O No OFAC Cheeks complete ni yes • No negative results found • yes 2 No BIS

NIL Business Risk: (Signature) AML Compliance: Gwen Pill oiblo Janke Franklin Jacqueline Lighted,/ (Signature) Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager. (Signature) Global Market Te

und Oyes @ No OFAC checks complete ni yes • No negative results found Oyes 2 No WS searches complete (Lois/MAL Factva, Reuters, Dow Jones, Eli Oyes 0 No negative results found ales 0 No Denial Orders checks complete 0 yes 0 No negative results found Oyes 0 No Marbndale-Hubbel searched (Lawye