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arket Team Head (Sill ti): (Signature) AML Business Risk: (Signature) MIL Complor n p (Skyltiture) PRIVATE HEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1( 0 (CFP 's) should establ
tening litigation or any of subsidiaries or customer against Deutsche Bank AG or any of its subsidiaries/ (If Yes, peon* *tads below and contact Quality Mgt O yes 2 N0 (LutintalRpoo the Regulatory Control Group and notify Compbance immeolwreW) G. Does the cant or related party have any Mantel or other as
b.Market Team Henn 'Sarni): (Signature) Atli. Business Risk: (Signature) AM Compliance- (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionalsl( I) (CFP's) should establi
s subsidiaries or is the customer threatening &ligation against Deutsche Bank AG or any of its subsklenes> (tf Yes, Invade details below and contact Quality Mgt. • Yes • No (LatAmilm47) or the Regulatory Control Gtoup and notify Compliance immediately) G. Does the dent or related party have any financial or
D. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002883 EFTA_000 16357 EFTA00167109 KYC Print Page 21 of 21 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (I) (CFP's) should establ
its wine iaries or is the customer threatenng litigation against Deutsche Bank AG or any of Is subsidiaries? (if Yes, pros,* Oda* below and erertaa Quality Mgt (LatAmfireVor the Regulatory Cot Crow and nobly Compliance immethetely) G. Does the client or related party have any financial or other association
Entities connected to both Deutsche Bank Private Wealth Management and Quality Mgt

Jeffrey Epstein
PERSON
Dow Jones
ORGANIZATION
Eric Holder
PERSON
U.S. Virgin Islands
LOCATION
Les Wexner
PERSON
Financial Trust Company
ORGANIZATION
Paul Morris
PERSONDarren Indyke
PERSONDeutsche Bank Americas New York
ORGANIZATION
Deutsche Bank
ORGANIZATIONMartindale-Hubbell
ORGANIZATION
Paul Volcker
PERSON
the Office of Foreign Assets Control
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATIONLawyers/Law Firms
ORGANIZATION
Bear Stearns
ORGANIZATIONHarry Beller
PERSONTIN/EIN
ORGANIZATIONJ. Epstein & Co.
ORGANIZATIONLexis/Nexis
ORGANIZATION