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e) SDNY_GM_00037420 DB-SONY-0000244 7/11/2019 EFTA_00148032 EFTA01282141 KYC Print Page 33 of 33 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establ
complete E Yes O No negative results found Dyes e No Cf AC checks complete @Yes O No negative results found Dyes 12INo BIS searches complete (Lecis/Nexis, Factera, Reuters, Dow Jones, D&B) 2 Yes O No negative results found O yes Fr No Denial Orders checks complete Pi Yes O No negative results fou
ub-Market Team Head (SMTH): (Signature) ANL Business RiSk: (Signature) ab. atnpliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (NM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionals1(1) (CFP '5) should establis
checks complete 0 yes ON* negative results found Ova No MC checks complete Ores O No negative results found Ores No BIS Searches complete (Lecis/Nexis, Factiva, Reuters, Dow Jones, MB) 0 yes O No negative results found Ova 0 No Denial Orders checks complete 0 Yes O No negative results found O
ub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establi
complete FA ,AN O No negative results found arue giNo OFAC checks complete g Yes • No negative results found O Yin TNo BIS searches complete (Lecis/Nexis, Factiva, Reuters, Dow Jones, D&B) 2y. El No negative results found Olt @No Denial Orders checks complete e Yes 0 No negative results found 0
Entities connected to both Deutsche Bank Private Wealth Management and Lecis/Nexis

Jeffrey Epstein
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Deutsche Bank
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Paul Volcker
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Paul Morris
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Eric Holder
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Dow Jones
ORGANIZATIONDeutsche Bank Americas New York
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U.S. Virgin Islands
LOCATIONDarren Indyke
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the Office of Foreign Assets Control
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATIONYoonsun Chung
PERSONKimberly Hart
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