Epstein Secrets

e) SONY_GM_00037550 DB•SONY-0000374 7/11/2019 EFTA_00148162 EFTA01282223 KYC Print Page 30 of 30 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establ

sh summary of the natt.rekoments of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Oyes 0 No Is the accotmt structure unusual*/ complex? O Yes 0 No Is there any indication the client set up a non operating company expressly O Yes 0

RSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002883 EFTA_00150668 EFTA01284146 KYC Print Page 21 of 21 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals1(I) (CFP 's) should establ

ccount approx. one year after opening? 12980000 I Currency I USD Does/wi the client have Assets Under Management (AMM) within De under Eur. Itt? Oyes 0 No Please Ilst all parries related to the account For each party: • Check I a source of wealth description is required for the party. • Check the

alarket Team Head 'Sarni): (Signature) Alit Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. lb do so, Client Facing Professionalsl( I) (CFP's) should establ

tra, Reuters, Dow Jones, D&B) izi yes O No negative results found • Yes 0 No Denial Ciders checks complete WI Yes I: No negative results found Oyes 0 No MartindaleHubbel searched (Leverets/Law Firms only) 0 Yes 5 No negative results found • yes 0 No D. Please summarize any negative results fr

)/Subglarket Team Head 'SMTH): (Rgnature) MIL Business Risk: (Signature) Nil Complance (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionalsl( I) (CFR 's) should establ

' Yes • No attached C. Please indicate the results of the database searches performed ROC searches complete 1Z yes 0 No negative results found (Oyes 0 NO PCR checks complete 21Yes O No negative results found 21Yes O No OFAC Cheeks complete ni yes • No negative results found • yes 2 No BIS

ubrlarket Team Heed 'Seth(): (Sygnature) AML Business Risk (Signature) AML Compliance (BPI:Mature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionals/( I) (CFP's) should establi

und Oyes @ No OFAC checks complete ni yes • No negative results found Oyes 2 No WS searches complete (Lois/MAL Factva, Reuters, Dow Jones, Eli Oyes 0 No negative results found ales 0 No Denial Orders checks complete 0 yes 0 No negative results found Oyes 0 No Marbndale-Hubbel searched (Lawye

Market Team Head (SMITH): (signature) AML Business Rails: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT.• Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionalsi(l) (CFP 's) should establ

cks complete 2 Yes ONO negative results found Dyes 21 to Martindale-Hubbell searched (Lawyers/Law Firms ally) Oyes RI No negative remits found Oyes 0 No D. Please summarize any negative Negative Media: M negative Grantor and not a company. NO COWL CaSeS JEFFREY EPSTEIN: Pre/busty approved KYC

ub- Market Team Heed (91111)c (Signature) Mt Business Risk (Signature) Alt Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests opts clients. To do so. Client Facing Professionals1(1) (CFP 's) should establis

s Lkense 2 Passport • NationaVState ID • Other B. Checklist of names (indnaluals and/or eaties) that were submitted for database searches S attached Oyes 0 He C. Please Indicate the resit of the database searches performed ROC searches complete 14 Yes 0 No negative resifts fond Oyes a No PCR checks

.Integration?lid=01N30000000D9Di&e... U§192824219 EFIA_00019129 EFTA00168876 KYC Print Page 12 of 12 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionalsl(I) (CFP's) should establi

0 No negative results found Oyes 0 No BIS searches complete (Lexis/Neds, Factiva, Reuters, Dow Jaws, DUB) "L Yes 0 No negative results found Oyes 0 No Denial Orders checks complete 121 Yes 0 No negative results found 0Yes 2 No Martindale-Hubbell searched (Lawyers/Law Firms only) • yes @No

b• Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establi

ase searches performed ROC searches complete lil Yes • No negative mutts found Oyes ? No PCR checks complete 2 Yes 0 No negative resift found Oyes 0 No OFAC checks complete Yes 0 No negative results found 0 Yes 2 No BIS searches complete (Lek's/Necks, Factiva, Reuters, Dow Jones, M) 2 Yes 0

b- Market Team Head (9•1111): (Signature) AML Business Risk: (Senature) AML Compliance: (Sgnature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals!(!) (CFP's) should establi

attached 2 yes 0 No C. Please indicate the results of the database searthcs performed RDC searches complete r.r1 Yes 0 No negative results Iowa Oyes 0 No PCR checks complete 2 Yes 0 No negative results found @Yes ONO OFAC checks complete af es 0 No negative results lewd Dyes @No BIS searche