Epstein Secrets

Sub-Market Team Head ;SMTH): (Signature) AML Business Risk: (Signature) AML Compliance. (Signature; PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establi

te In Yes • No negative results found O Yes RI No OFAC checks complete ..4 YOS • No negative results found Ores 2 No BIS searches complete (Lexis/Nexis, Fame, Reuters, Dow Jaws, MB) n let • No negative results found Ores 2 No Denial Orders checks complete PI l'eS O No negative results found O

e) SONY_GM_00037650 DB-SONY-0000474 7/11/2019 EFTA_00148262 EFTA01282262 KYC Print Page 18 of 18 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals I(I) (CFP's) should establ

lete RI Yes O No negative results found 121Yes O No OFAC checks complete RI Yes O No negative results fend • Yes El No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, osa) E Yes O No negative results fend 7.4 Yes O No Denial Orders checks complete 2 Yes O No negative results fend

ub-Maiket Team Head tSMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals )( I) (CFP's) should estab

mplete 2 Yes 0 No negative results found 0 Yes J No OFAC checks complete 2 Yes 0 No negative results found 0 Yes 0 No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, Cell) Ryes • No negative results found • yes .74 No Denial Orders checks complete 2 Yes 0 No negative results fou

/Sub-Market Team Head MTH): (Signature) AML Business Risk: (Signature) AML Conwllance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWAD worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals I( I) (CFP's) should estab

complete 2 Yes 0 No negative results found El yes • No OFAC checks complete @Yes 0 No negative results found 0 Yes 0No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, DAB) I21 Yes • No negative results found • Yes No Denial Orders checks complete El Yes 0 No negative results fou

Gl" t Sub-Market Team Head st(Signature) MIL Business Risk: (Signature) NIL Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (P0%!) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionals IN (CFP 's) should establi

mplete 2 Yes O No negative results found O Yes 0 No OFAC checks complete 2 Yes El No negative results found O Yes 0 No BIS searches complete (Lexis/Nexis, Pectin, Reuters, Dow Jones. MB) 0 yes • No negative results found • YeS 0 No Denial Orders checks complete 2 Yes ONo negative results found O

ub- Market Team Heed (91111)c (Signature) Mt Business Risk (Signature) Alt Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests opts clients. To do so. Client Facing Professionals1(1) (CFP 's) should establis

omplete 2 yes • No negative results fond • yes 2 No OFAC checks complete El yes • No negative resifts found Dyes Ri No BIS searches complete (Lexis/Nexis, Falba, Reuters, Dow tones, a 2 yes Olio negative resets found • yes 2 No Denial Orders checks complete 2 yes 0 No negathre resets frond Oyes

.Integration?lid=01N30000000D9Di&e... U§192824°°4 EFIA_00018914 EFTA00168661 KYC Print Page 41 of 41 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (I) (CFP's) should establ

omplete 2 Yes 0 No negative results found @Yes • No OFAC checks complete 2 Yes 0 No negatwe results found Oyes 0 No BIS searches complete (Lexis/Nexis, Facbva, Reuters, Dow Jones, •) rd yes 0 No negatwe results found Ores • No Denial Orders checks complete 2 Yes 0 No negatwe results found Or

ntegration?lid=01N30000000D9Di&e... /I/192814437 EFIA_000 19347 EFTA00169094 KYC Print Page 18 of 18 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establi

complete RI Yes O No negative results found @Yes O Na OFAC checks complete e Yes • No negative resits found atm rA No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Janes, D&B) e Yes O No negative resits found g Yrs O Na Denial Orders checks complete RI Yes 0 No negative resits found

D. R. CRIM. P. 6(e) DB-SDNY-0000211 UW328y3174 EFTA_00019084 EFTA00168831 KYC Print Page 18 of 18 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PiVM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establ

complete al Yes • No negative resits found atis 5 l'i, OFAC checks complete 2 Yes • No negative resits found OYis 210a BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow ores, 2 Yes 0 No negative resits found Ora 2 No Denial Orders checks complete 2 Yes 0 No negative resits found Orin 2 N