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CTR and SAIF Filings • 5 CTRs were filed in June 2014 • 4 SAIF were filed in June 2014 for the Private Bank. • 1 SAIF was filed in June 2014 for Private Client Services. US PWM CTR and SAIF Filings 12 10 S 4 0 Ius Aug. ST Ott- Mai Dec lie 14- I.Ier Apt Its, Im• Id 13 li B 13 R 13 13 14 14 II II
ived. • 4 FinCEN 314(a) requests were received. • 3 Department of Commerce Denied Persons List were received • 1 International Inquiries and/or Static Data Embargo Inquiries were received. 47 GeneraVLegal requests were received. US PWM AML Search Requests ■ Of AC Updates • FInCEll 314(a) requests Dept of
ings March 2014 • 2 CTRs were filed in March 2014 • 0 SAIF was filed in March 2014 for the Private Bank. • 3 SAIFs were filed in March 2014 for Private Client Services. US PWM CTR and SAIF Filings 12 I las .6 5, .'i.t M. 13/4 , lot on Aug' s*R r Ott- Nov. O Dee 2 law Feb- Liar B 11 13 13 M•Y3. 13
ved. • 2 FinCEN 314(a) requests were received. • 0 Department of Commerce Denied Persons List were received • 12 International Inquiries and/or Static Data Embargo Inquiries were received. 61 GeneraVLegal requests were received. US PWM AML Search Requests • OFAC Updates • FinCEN 314iaj requests .. Dept of
December 2013 7 CTR were filed in November 2013 0 SAIFs were filed in November 2013 for the Private Bank. 1 SAIF was filed in November 2013 for Private Client Services. 7 CTR were filed in December 2013 1 SAIF was filed in December 2013 for the Private Bank. 5 SAIFs were filed in December 2013 for Private Clie
ived. • 4 FinCEN 314(a) requests were received. • 0 Department of Commerce Denied Persons List were received • 5 International Inquiries and/or Static Data Embargo Inquiries were received. 77 GeneraVLegal requests were received. US PWM AML Search Requests ■ OFAC Updates • FInCEN 314f,a! requests N Dept of
CTR and SAIF Filings • 5 CTRs were filed in June 2014 • 4 SAIF were filed in June 2014 for the Private Bank. • 1 SAIF was filed in June 2014 for Private Client Services. US PWM CTR and SAIF Filings 12 10 S 4 0 Ius Aug. ST Ott- Mai Dec lie 14- I.Ier Apt Its, Im• Id 13 li B 13 R 13 13 14 14 II II
ived. • 4 FinCEN 314(a) requests were received. • 3 Department of Commerce Denied Persons List were received • 1 International Inquiries and/or Static Data Embargo Inquiries were received. 47 GeneraVLegal requests were received. US PWM AML Search Requests ■ Of AC Updates • FInCEll 314(a) requests Dept of
Entities connected to both Private Client Services and Static Data Embargo
US PWM CTR
ORGANIZATIONSAIF Filings
ORGANIZATIONthe Private Bank
ORGANIZATIONMai Dec
LOCATIONI Inquiry/Static Data
ORGANIZATIONDept of Commerce
ORGANIZATIONDepartment of Commerce
ORGANIZATION