9
Shared Docs
9
Same-Page
9 / 9
Mentions
NOTE S ON BACK EXECUTION BY BUCK COMMISSION 48.00 SEC FEE .60 =VIM SEE NOTE ON BACK EXECUTION BY RSSF COMMISSION 175,00 SYMBOLICUSP JCP WANTITY 1,033 23.50000 PRICE -2.400 .69116 Beer. szeirns socv,ht, Dap. 0-4 Mem:Tech Contec North Beccidon. New VC* 11201.3859 INTERNATIONAL CHARITABL
PAYER MJUSER LAST STATEMENT September 28, 2001 COMMISSION 70,00 SEC FEE 1,63 07/ 1D27 01:10:29 001 v502 EFTA00199343 CLEARED 1HRWGH ITS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 34 Transaction Detail
ernter 28.2001 ACCCUNT NUMBER TAXPAYER NUMBER LAST STATEMENT August 31.2001 SETTLEMENT TRADE DATE DATE TRANSACT/ON DESORPTION STIAIIWOUSP WANTITY Ikea DEBIT AMOUNT CREDIT WWI 09/20/01 09/17/01 BOUGHT AMERICAN EAGLE OUTFITTERS INC AEOS 700 18.33750 12,851.25 PEW EXECUTION BY RSSF 1
09/12/01 09/07/01 SOLD 09/12/01 09/07/01 SOLD 051 •800 27.59960 22.007.94 027 OS21131:12:19 031 VS00 EFTA00199411 CLEARED 1HRWGH nS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 Beer. Saea•ns S0N, t4,
arch 30.2001 ACCCUNT NUMBER TAXPAYER AMMER LAST STATEMENT February 23.2001 SETTLEMENT TRADE DATE DATE TRANSACTKIN DESCRPTKIN 311A3OUCUSIP WANTITY PRCE DEBIT AMOUNT 03/27/01 03/22/01 BOUGHT CIMA LABS INC CIMA 500 51.37500 25.702.50 COVER SHORT. EXECUTION BY COWN bir2vivi eistathi
000 23.57850 47,232.00 03/27/01 03/22/01 SOLD BBY 2.800 36.52530 102.056.43 027 033101:18:43 001 YEW EFTA00199739 CLEARED THRWGH ITS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 46 c! Transaction Det
OME CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY BUCK COMMISSION 60,00 SYMBOL:CUSP 486168107 WANTITY 1,000 PLACE 34.68380 Beer. SZetrns SON, t4,1 COO. D-41.1msolmh CarrIN North Bmcidon. New VC* I1201.3SS9 INTERNATIONAL CHARITABLE STATEMENT PER
EXECUTION BY vKCO COMMISSION 339.50 SEC FEE 1.96 TOM -4,850 12.07060 58.185.95 027 01 2/ 01.1S 33 COI EFTA00199823 CLEARED 1HRWGH nS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 34 c! Transaction Det
ork 10179 16 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACT/ON OESCRPTION svmecit.cuse WANTITY PRCE DEIST AMOUNT GRECO' AMOUNT 10/11/01 10/05/01 SOLD VANS INC VANS -1.900 11.67140 22,159.92 EXECUTION BY NITE SEC FEE .74 1 11 1 1
N -700 14.22330 9.940.97 10/15/01 10/10/01 BOUGHT ZOK 700 13.32550 9,384.85 027 102701:1029 091 VS02 EFTA00200079 CLEARED 1HRWGH nS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 18 0 Transaction De
rk 10167 39 c? Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACT/ON OESCRPTION SYMBOUCUSP WANTITY PRia DEBIT AMOUNT CHEM OAKUM 08/28/01 08/23/01 BOUGHT OUIKSILVER INC ZOK 300 20.29950 6,122.85 EXECUTION BY BUCK COMMISSION 18,00 biaL
eprenzer 28.2001 ACCOUNT NUMBER TAXPAYER NLIEBER LAST STATEMENT August 31.2001 027 09,2101:12:19 031 V500 EFTA00200106 CLEARED THRWGH ITS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New YY New York 10167 Beer. SZeirns SON, t4,1 D
ERNATIONAL CHARITABLE STATEMENT PER100 *11 28.2001 THROUGH May 25.2001 ACCCUNT NUMBER TAXPAYER AILAJBER LAST STATEMENT WI 27.2001 SYMBOLCUSP WANTITY FPoCE DEBIT AMOUNT KSS 750 62.96740 47,285.55 CHEM MONO „Oh -Lied 1 .4d 70 x.666.11 05/07/01 05/02/01 SOLD TFIL -750 47.25620 35.37
517.66 EXECUTION BY INET COMMISSION 22.50 SEC FEE .82 0509/01 05/04/01 SOLD 027 OS2601:12:10 091 V1/8 EFTA00200257 CLEARED THRWGH ITS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 14 c! Transaction Det
OTE '5* ON BACK EXECUTION BY DAN COMMISSION 70.00 MCKESSON HBOC INC COM EXECUTION BY JPHO COMMISSION 196(00 SEC FEE 3.48 SYTABWCUSIP TBL WANTITY -3,650 vacs 35.16460 Beer. SZeirhs SOC.,44.1 COO. 0-41km:tech Contec North Beccidon. Nev. TO. 11201.3859 INSTITUTIONAL INTERESTS STATEMENT PER
13.09270 26.34040 08/13/01 08109/01 CANCEL SELL OCOKJG 9 4.10000 3.671.87 027 OSOIDI:12:11 031 V496 EFTA00198218 CLEARED THRWGH ITS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 13 m s3 Transaction D
TION BY BUCK VS 300 02-28-02 COMMISSION 18,00 HOT TOPIC INC EXECUTION BY WEDB VS 600 02-07-02 SEC FEE .21 AS OF 02/28/02 SY1A3OUCUSIP ODP WANTITY PR9CE 600 19.25000 Beer. S1e9•ns S0C,r44,9 C0rt‘ 0 -41km:tech Centec North Beccidon. New VC* 1120148SO INTERNATIONAL CHARITABLE STATEMENT PER
1,000 23.28070 23.265.35 03106/02 03/01/02 SOLD SHRP •600 14.62000 8.756.86 027 01230222:30 001 VS5S EFTA00200433 CLEARED THRWGH ITS ?RIMY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 13 c! 41 Transactio
Entities connected to both WANTITY and RIMY OtM.E0
SZeirns
PERSON
Ralph Lauren
PERSONTALBOTS INC
ORGANIZATION
Ghislaine Maxwell
PERSON
Financial Trust Company
ORGANIZATIONTHRCOGH
ORGANIZATIONGRECO
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATION
Julie K. Brown
PERSONOESCRPTION
ORGANIZATIONMASSER
PERSONTOMMY HILFIGER CORP-ORD
ORGANIZATIONTIMBERLAND CO-CL
ORGANIZATIONWAL-MART STORES INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Wilbur Ross
PERSONPERKO
ORGANIZATION