6
Shared Docs
6
Same-Page
6 / 6
Mentions
NOTE S ON BACK EXECUTION BY BUCK COMMISSION 48.00 SEC FEE .60 =VIM SEE NOTE ON BACK EXECUTION BY RSSF COMMISSION 175,00 SYMBOLICUSP JCP WANTITY 1,033 23.50000 PRICE -2.400 .69116 Beer. szeirns socv,ht, Dap. 0-4 Mem:Tech Contec North Beccidon. New VC* 11201.3859 INTERNATIONAL CHARITABL
-2,800 7.2500 -20,300 SIGMA-ALDRICH CORP SIAL SHRT -300 37.3500 -11205 -99 0.8835 SHOPKO STORES INC SKO SHIRT -5,100 8.3000 -42.330 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 9.8500 185.180 STANLEY WORKS SWK SHRT -1.200 39.6400 -47368 -1.152 2.4218 STAPLES INC SPLS SHRT -2.000 153600 -31
ernter 28.2001 ACCCUNT NUMBER TAXPAYER NUMBER LAST STATEMENT August 31.2001 SETTLEMENT TRADE DATE DATE TRANSACT/ON DESORPTION STIAIIWOUSP WANTITY Ikea DEBIT AMOUNT CREDIT WWI 09/20/01 09/17/01 BOUGHT AMERICAN EAGLE OUTFITTERS INC AEOS 700 18.33750 12,851.25 PEW EXECUTION BY RSSF 1
SSELL CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SEE NOTE 5 ON BACK EXECUTION BY NEED COMMISSION 147,00 SEC FEE 1.13 SHOE CARNIVAL INC-IND EXECUTION BY SLKC SEC FEE .16 TOMMY HILFIGER CORP-ORD EXECUTION BY BUCK COMMISSION 36,00 SEC FEE .24 CATALINA MARKETING CORP SHORT, EXECU
arch 30.2001 ACCCUNT NUMBER TAXPAYER AMMER LAST STATEMENT February 23.2001 SETTLEMENT TRADE DATE DATE TRANSACTKIN DESCRPTKIN 311A3OUCUSIP WANTITY PRCE DEBIT AMOUNT 03/27/01 03/22/01 BOUGHT CIMA LABS INC CIMA 500 51.37500 25.702.50 COVER SHORT. EXECUTION BY COWN bir2vivi eistathi
T -950 55.1500 -52,393 SENSORMATIC ELECTRONICS CORP SRM MRGN 11,300 19.0000 214,700 SHARPER IMAGE CORP SHIM MRGN 5,700 10.5630 60,209 SHOE CARNIVAL INC-IND SCVL MRGN 33,800 8.9380 302,104 STANDARD 8 POEMS DEPOSITORY SPY SHRT -3,250 116.6900 -379,243 -4,102 1.0816 RECEIPTS (SPURS) (BOOK ENTR
ork 10179 16 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACT/ON OESCRPTION svmecit.cuse WANTITY PRCE DEIST AMOUNT GRECO' AMOUNT 10/11/01 10/05/01 SOLD VANS INC VANS -1.900 11.67140 22,159.92 EXECUTION BY NITE SEC FEE .74 1 11 1 1
CASH 5.100 14.6200 74.562 CL A STAGE STORES INC STGS CASH 6,400 22.7500 14511 NEW SHARPER IMAGE CORP SHRP CASH 2,500 11.7500 29,375 SHOE CARNIVAL INC-IND SCVL CASH 7.900 13.8700 109,573 SYMBOL TECHNOLOGIES INC Sa CASH 2.000 15.8800 31.760 40 0.1259 TJ% COMPANIES INC NEW TJX CASH 1,500
rk 10167 39 c? Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE TRADE DATE TRANSACT/ON OESCRPTION SYMBOUCUSP WANTITY PRia DEBIT AMOUNT CHEM OAKUM 08/28/01 08/23/01 BOUGHT OUIKSILVER INC ZOK 300 20.29950 6,122.85 EXECUTION BY BUCK COMMISSION 18,00 biaL
COMMISSION 35.00 SEC FEE .88 NIKE INC-CL B EXECUTION BY BUCK COMMISSION 12.00 SKECHERS USA INC CI A EXECUTION BY BUCK COMMISSION 24,00 SHOE CARNIVAL INC-IND SCVL 2.000 1030000 21.384.28 EXECUTION BY MDLD SEC FEE .72 TOMMY HILFIGER CORP-ORD EXECUTION BY IEHM COMMISSION 56,00 VALUE CITY DEPARTME
TION BY BUCK VS 300 02-28-02 COMMISSION 18,00 HOT TOPIC INC EXECUTION BY WEDB VS 600 02-07-02 SEC FEE .21 AS OF 02/28/02 SY1A3OUCUSIP ODP WANTITY PR9CE 600 19.25000 Beer. S1e9•ns S0C,r44,9 C0rt‘ 0 -41km:tech Centec North Beccidon. New VC* 1120148SO INTERNATIONAL CHARITABLE STATEMENT PER
STGS -1.500 25.54500 38.256.92 NEW EXECUTION BY INET VS 1000 12-21-01. 500 12-05-01 COMMISSION 45.00 SEC FEE '58 03/26/02 03/21/02 SOLD SHOE CARNIVAL INC-IND SCVL 2.500 14.97590 37.374.18 EXECUTION BY REDI VS 1000 11-28-00. 800 11-16-00 - 700 11-30-00 COMMISSION 50,00 SEC FEE .57 0326.,02 03/2
Entities connected to both WANTITY and SHOE CARNIVAL INC-IND

Ralph Lauren
PERSON
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSON
Financial Trust Company
ORGANIZATIONSZeirns
PERSONTALBOTS INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Wilbur Ross
PERSONLARRY KEMP
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONWTSLA
ORGANIZATIONEquities & Options
ORGANIZATIONPERKO
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONGENESCO INC
ORGANIZATION