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EFICIAL INT COVER SHORT, EXECUTION BY BUCK COMMISSION 30.00 SPY 500 114.33000 57,210.00 027 0143/02:10:04 001 V519 EFTA00199229 CLEARED THRCOGH NS YntOkLY 0A •E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 3
ovemter 30.2001 ACCCUNT NUMBER TAXPAYER NLAA3ER LAST STATEMENT October 26.2001 DEBIT AMOUNT CAM, ANIOcNT 27,181.00 11/05/01 10/31/01 SOLD ALPHARMA INC-CL A SHORT, EXECUTION BY BUCK COMMISSION 102,00 SEC FEE 1,56 AS OF 10131/01 ALO .1.700 27.51000 46.648.44 11/05/01 10/31/01 SOLD CARDINAL
2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT NOMA*, 30.2001 027 01.0302:10:04 001 VSI9 EFTA00198124 CLEARED THRCOGH ITS ~MY 0"ED SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 7 Your
SOLD WATSON PHARMACEUTICALS INC WPI -2,750 52.71350 144,749.79 EXECUTION BY GKMC COMMISSION 192,50 SEC FEE 4.84 10/18/01 10/15/01 SOLD ALPHARMA INC-CL A ALO -9,900 28.14940 277.961.77 EXECUTION BY DOWN COMMISSION 693,00 SEC FEE 9.29 10/18/01 10/15/01 SOLD CABOT MICROELECTRONICS CORP CC
ne 30.2001 THROUGH Jul/ 27.2001 ACCOUNT NUMBER TAXPAYER AMMER LAST STATEMENT June 29.2001 027 07,21/0111:43 001 V4S2 EFTA00198264 CLEARED THRCOGH ITS YRACkLY CAM•ED SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New YY New York 10167 6 Yo
N-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT OPEN CONTRACT NO S/D eatieloi TO C10. PREVIOUS BUY OCOKVG -9 1.10000 1.008.00 0813/01 JOURNAL ALPHARMA INC-CL A FROM: TDL • JRL • SD ALO 13,800 0813/01 JOURNAL ACTV INC FROM: TDL • JRL • SD IA1V 22,300 08/13/01 JOURNAL ALLEGIANC FROM: TDL • J
Entities connected to both THRCOGH and ALPHARMA INC-CL
SZeirns
PERSONMASSER
PERSON
Financial Trust Company
ORGANIZATIONOESCRPTION
ORGANIZATIONGRECO
PERSONEquities & Options
ORGANIZATIONOre Mevolech
PERSON
Ghislaine Maxwell
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John Brennan
PERSONStearns & Co. Inc.
ORGANIZATIONTALBOTS INC
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Ralph Lauren
PERSONOUIKSILVER INC
ORGANIZATIONSYMBOLCUSP
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONContm North
LOCATIONJONES APPAREL GROUP INC
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Samantha Power
PERSONTOMMY HILFIGER CORP-ORD
ORGANIZATION