3
Shared Docs
3
Same-Page
3 / 3
Mentions
TTON-SPONSORED ADR DIV CHG 5700 SHS SHORT REC 06/05.431 PAY 06/29/01 TOTAL 6-3,211.64 $1.680.57 027 074'101:02:12 001 EFTA00199604 CLEARED THRCOGH ITS wisetly 0"EO SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 50
OUGHT FTUS 2.000 28.56500 57,145.00 04/11/01 04/06/01 SOLD POLO RALPH LAUREN CORP-CL A EXECUTION BY BUCK COMMISSION 126,00 SEC FEE 1,79 BAKER J INC SUB NOTE CONY DUE 06/01/2002 07,000% JD 01 YOUR BROKER WAS YOUR AGENT AND BEAR STEARNS A PRINCIPAL WE MAKE A MKT IN THIS SECURITY YIELD 28,767 Y. TO
eon,* oat Dionce onto* seal male wive, The olocom ;event''.• ty Pe•aed Iron to 001,01.te market rat), oi >CV POrtkal. V481 EFTA00200211 CLEARED THRCOGH ITS ~MY CAM•ED SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New YY New York 10167 4 Your
N BY SLKC FTUS 800 28.56500 22,867.00 04/11/01 04/06/01 SOLD POLO RALPH LAUREN CORP-CL A EXECUTION BY BUCK COMMISSION 54.00 SEC FEE .77 BAKER J INC SUB NOTE CONY DUE 06/01/2002 07.000% ..0 01 YOUR BROKER WAS YOUR AGENT AND BEAR STEARNS A PRINCIPAL WE MAKE A MKT IN THIS SECURITY YIELD 28.767 % TO
4 TOTAL $192,615.94 $239,632.84 The Wm, Pete cb nol epees: in owy other sedge of Ihn Malowet 027 013101a:43 001 I/4811 EFTA00200327 CLEARED THRCOGH ITS WHOLLY 01M0ED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOLM Bear. Stearns 8 Co. Inc. 245 Park Avenue New York, New York 10167 BNB.
SOLD VALUE CITY DEPARTMENT STORES v.0 VCD -700 8.90000 6,165.79 EXECUTION BY SIMM COMMISSION 49.00 SEC FEE .21 03/30/01 03/27/01 SOLD BAKER J INC SUB NOTE COW CMALG .47.000 81.00000 38,070.00 WE 06/0112002 07,000% JD 01 ACCR. INT. 1.087.53 YOUR BROKER WAS YOUR AGENT AND BEAR STEARNS A PRIN
Entities connected to both THRCOGH and BAKER J INC SUB
SZeirns
PERSON
New York City
LOCATIONMASSER
PERSON
Bear Stearns
ORGANIZATION
Financial Trust Company
ORGANIZATIONPERKO
ORGANIZATIONOESCRPTION
ORGANIZATIONMoney Fund
ORGANIZATIONEquities & Options
ORGANIZATIONGRECO
PERSON
Ghislaine Maxwell
PERSONTALBOTS INC
ORGANIZATION
Ralph Lauren
PERSONOre Mevolech
PERSONStearns & Co. Inc.
ORGANIZATION
Samantha Power
PERSONOUIKSILVER INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONWIIOUY
ORGANIZATION