7
Shared Docs
7
Same-Page
7 / 7
Mentions
EFICIAL INT COVER SHORT, EXECUTION BY BUCK COMMISSION 30.00 SPY 500 114.33000 57,210.00 027 0143/02:10:04 001 V519 EFTA00199229 CLEARED THRCOGH NS YntOkLY 0A •E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 3
EE 3,38 IONICS INC COVER SHORT, EXECUTION BY BUCK COMMISSION 180,00 K MART CORP SHORT, EXECUTION BY BUCK COMMISSION 460,00 SEC FEE 1,93 UNENS N THINGS INC SHORT, EXECUTION BY BUCK COMMISSION 54,00 SEC FEE ,75 LANDS END INC COVER SHORT, EXECUTION BY BUCK COMMISSION 66,00 Watotligfeil dtgits CO
/30/01 08/27/01 BOUGHT GUITAR CENTER INC EXECUTION BY SLKC GTRC 1,200 13.77500 16.545.00 027 OBOIDI:l2:1I 031 V496 EFTA00199500 CLEARED THRCOGH RS miCkLY ONnEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 52 o
HLYW -3.000.00 11.8500 35,533.81 09/05/01 08130/01 SOLD JONES APPAREL GROUP INC JNY -1.250.00 32.3358 40,315.90 08/05/01 08/30/01 SOLD UNENS N THINGS INC LIN -900.00 25.4700 22,844.23 09/05/01 08/30/01 SOLD LIZ CLAIBORNE INC LIZ -1.000.00 51.8421 51.755.37 09/05/01 08/30/01 SOLD MGM MIR
:01 BOUGHT CUCK2LEARN COM INC COVER SHORT, EXECUTION BY SLKC CLKS 2.500 9.87500 24.702.50 027 01 2/1)1 It, :13 ::01 EFTA00199816 CLEARED THRCOGH RS ?JINNI? OW•E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New Y New York 10167 27 Tra
6/01 BOUGHT FEDERATED DEPARTMENT STORES INC-DEL EXECUTION BY BUCK COMMISSION 84,00 FD 1.400 39.73160 55,723.24 01/19/01 01/16/01 BOUGHT UNENS N THINGS INC EXECUTION BY BUCK COMMISSION 135,00 LIN 2.250 30.84140 69,543.15 01/19/01 01/16/01 BOUGHT SENSORMATIC ELECTRONICS CORP EXECUTION BY BUCK C
Statements EFTA00199832 CLEARED THRCOGH nS WHOLLY OWNED $UBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACOOLINT Bear. Steams 8. Co. Inc. 383 Madison Avenue New York. Nell York 10179
031 3/02 03/08102 BOUGHT EK 2.100 32.80000 69.042.00 031 3/02 03/08102 BOUGHT KV/0 1.600 25.60080 41,072.28 03/13/02 03/08/02 BOUGHT UNENS N THINGS INC COVER SHORT, EXECUTION BY VKCO VS -900 01-11-02 COMMISSION 63.00 MICHAELS STORES INC COVER SHORT, EXECUTION BY VKCO VS -500 11-30.01. -1000
THROUGH December 31.2001 ACCCUNT NUMBER TAXPAYER IMIUSER LAST STATEMENT November 30.2001 027 0143/02:10:04 001 vile EFTA00200012 CLEARED THRCOGH miCkLY 0NnE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New Y New York 10179 10 Tran
6.20310 7,518.72 WITH RIGHTS TO PURCHASE PREFRO STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSPY4 60,00 10/31/01 10/26/01 BOUGHT UNENS N THINGS INC LIN 800 18.93260 15,217.08 EXECUTION BY VKCO COMMISSION 56,00 10/31/01 10/26/01 BOUGHT TALBOTS INC 118 700 30.93670 21,712.69 EXECUTI
CLEARED THRCOGH ITS YRICkLY 0MÆ0 SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 Tr
COMMISSION 30,00 SEC FEE .63 HOLLYWOOD ENTERTAINMENT CORP EXECUTION BY WET COMMISSION 72,00 KOHLS CORP EXECUTION BY MLCO COMMISSION 14,00 UNENS N THINGS INC EXECUTION BY MLCO COMMISSION 49,00 SEC FEE ,61 NIKE INC-CL B EXECUTION BY MLCO COMMISSION 21.00 TOM 1.800 13.67140 24,749.52 08/02/01 07
4 TOTAL $192,615.94 $239,632.84 The Wm, Pete cb nol epees: in owy other sedge of Ihn Malowet 027 013101a:43 001 I/4811 EFTA00200327 CLEARED THRCOGH ITS WHOLLY 01M0ED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOLM Bear. Stearns 8 Co. Inc. 245 Park Avenue New York, New York 10167 BNB.
/16/01 BOUGHT FEDERATED DEPARTMENT STORES INC-DEL EXECUTION BY BUCK COMMISSION 39,00 FD 650 39.73160 25,879.54 01/19/01 01/16/01 BOUGHT UNENS N THINGS INC EXECUTION BY BUCK COMMISSION 60,00 LIN 1,000 30.84140 30,916.40 01/19/01 01/16/01 BOUGHT SENSORMATIC ELECTRONICS CORP EXECUTION BY BUCK CO
Entities connected to both THRCOGH and UNENS N THINGS INC
SZeirns
PERSONMASSER
PERSON
New York City
LOCATION
Financial Trust Company
ORGANIZATIONPERKO
ORGANIZATION
Bear Stearns
ORGANIZATIONOESCRPTION
ORGANIZATIONEOUITY
ORGANIZATIONMoney Fund
ORGANIZATIONEquities & Options
ORGANIZATION
Ghislaine Maxwell
PERSONGRECO
PERSON
Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONCantot North
LOCATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONOre Mevolech
PERSONOUIKSILVER INC
ORGANIZATION