6
Shared Docs
6
Same-Page
6 / 6
Mentions
r 10% stockholder, or otherwise classified as a control person or insider. or securities that ere subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
atter relating to these Account(s). Client must direct all formal complaints against 0BS1 or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330. New York, NY 10005-2836 or Client may call (212) 260-1085. 27. Entire Understanding. This Accoun
r 10% stockholder, or otherwise classified as a control person or Insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are nottraded on or through a notional securities exchange, automated quotation system or other nationally
atter relating to these Account(s). Client must direct all formal complaints against 0851 or any of its employees to Deutsche Bank Securities Inc.. Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call 1212) 250-1085. 27. Entire Understanding. This Accoun
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
Entities connected to both Applicable Law and Compliance Department - Client Inquiries
the State of New York
LOCATIONPershing
LOCATION
Federal Reserve
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
United States
LOCATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONthe Margin Account
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONForeign Securities
ORGANIZATION
FDIC
ORGANIZATION
Deutsche Bank
ORGANIZATIONthe "Pershing Lien
ORGANIZATIONDEISI
ORGANIZATION
Jeffrey Epstein
PERSONthe Federal Arbitration Act
ORGANIZATION