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r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security). or are not traded on or through a national securities exchange, automated quotation system or other nationally
y make full cash payment of any antbunt which moy become due ie order to moat necessary reemears for additbnal deposits and (e) with respect to any Securities and Other Property sold, Ckent will satisfy any mark to the market deficiencies. Client must affect all Short Sales in a margin account and designate these sales as 's
r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not'traded on or through a notional securities exchange, automated quotation system or other nationally
bot reteive payment by sethoment dote. Alternatively, upon Client's failure to pay for purchased and settled securities. DEISI has the right to sell Securities and Other Property held in any of Client's Account(s), and charge to Client any loss resulting therefrom. 6. Sale of Secunties. Chant agrees triad in a cesh amount (a
r 10% stockholder, or otherwise classified as a control person or insider. or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
on or through a national securities exchange, automated quotation system or other nationally recognized published interdealer quotation system. 9. 'Securities and Other Property" means, but is not limited to. money. securities, financial instruments end commodities of every kind and nature and related contracts and options (
Entities connected to both Applicable Law and Securities and Other Property
Pershing
LOCATIONthe Margin Account
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATIONDEISI
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONForeign Securities which Client
ORGANIZATIONRestricted Securities'
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONForeign Securities
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Deutsche Bank
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATION
Jeffrey Epstein
PERSONU.S. Department of Labor
ORGANIZATION