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or 10% stockholder, or otherwise classified as a control person or insider, or secunneS that are subject to any restrictions on resale (whether by Applicable Law, contrast or legendori the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
effect frem time to time. :Applicable Lae, shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 $ CONFIDENTIAL 013145032813 SDNY_GM_00037910 CONFIDE
2 mentions1 same-page
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r 10% stockholder, or otherwise classified as a control person or insider. or securities that ere subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI
2 mentions1 same-page
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r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security). or are not traded on or through a national securities exchange, automated quotation system or other nationally
affect from time to tare. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. is-AwM-D196 9 012145=813 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P
Sponsored
2 mentions1 same-page
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r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contrast or legend on the security). or are not traded on or through a national securities exchange, automated quotation system or other nationally
effect frem time to time. 'Applicable Law' shill also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012149032813 CONFIDENTIAL - PURSUANT TO FED. R GRIM.
2 mentions1 same-page
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r 10% stockholder, or otherwise classified as a contro€ person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
effect from time to time. "Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 5. "Branch Supervisor" means the manager of the branch office at whic
2 mentions1 same-page
Page ?Same page
r 10% stockholder, or otherwise classified as a contro€ person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
effect from time to time. "Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 5. "Branch Supervisor" means the manager of the branch office at whic
Sponsored
2 mentions1 same-page
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r 10% stockholder, or otherwise classified as a control person or insider. or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
effect from time to time. "Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 5. "Branch Supervisor" means the manager of the branch office at whic
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Mutual Connections (46)
Entities connected to both Applicable Law and the Options Clearing Corporation
Pershing
LOCATION11 w/ Applicable·99 w/ the
Securities Investor Protection Corporation
ORGANIZATION11 w/ Applicable·55 w/ the
the State of New York
LOCATION13 w/ Applicable·50 w/ the
Pershing LLC
ORGANIZATION11 w/ Applicable·51 w/ the
Deutsche Bank
ORGANIZATION7 w/ Applicable·31 w/ the
Ghislaine Maxwell
PERSON2 w/ Applicable·28 w/ the
Jeffrey Epstein
PERSON6 w/ Applicable·23 w/ the
Federal Reserve
ORGANIZATION14 w/ Applicable·15 w/ the
FDIC
ORGANIZATION8 w/ Applicable·17 w/ the
Mao Zedong
PERSON4 w/ Applicable·21 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION10 w/ Applicable·15 w/ the
BNY Mellon
ORGANIZATION3 w/ Applicable·21 w/ the
United States
LOCATION13 w/ Applicable·9 w/ the
Larry Page
PERSON2 w/ Applicable·19 w/ the
George W. Bush
PERSON2 w/ Applicable·16 w/ the
DEISI
ORGANIZATION8 w/ Applicable·8 w/ the
the Securities and Exchange Commission
ORGANIZATION8 w/ Applicable·8 w/ the
Customer Inquiries/Customer Complaints
ORGANIZATION11 w/ Applicable·5 w/ the
Restricted Securities'
ORGANIZATION13 w/ Applicable·3 w/ the
the Margin Account
ORGANIZATION9 w/ Applicable·6 w/ the