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or 10% stockholder, or otherwise classified as a control person or insider, or secunneS that are subject to any restrictions on resale (whether by Applicable Law, contrast or legendori the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
n or through a national securities exchange, automated quotation system or other nationally recognized published interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature and related contracts and options (w
r 10% stockholder, or otherwise classified as a control person or Insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are nottraded on or through a notional securities exchange, automated quotation system or other nationally
n or through a notional securities exchange, automated quotation system or other nationally recognized published interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature and related contracts and options (w
r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
n or through a national securities exchange, automated quotation system or other nationally recognized published inteniealer quotation system. 13. 'Securities and Other Property' means, but Is not limited to, money, securities, financial instruments end commodities of every kind and nature and related contracts end options (w
r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
n or through a national securities exchange, automated quotation system or other nationally recognized published inteniealer quotation system. 13. 'Securities and Other Property' means, but Is not limited to, money, securities, financial instruments end commodities of every kind and nature and related contracts end options (w
or 10% stockholder, or otherwise classified as a control person or insider. or sacurhies that are subject to any restrictions on resale (whether by Applicable Law, contrast or legandko the security), or are not traded on or though a national securities exchange, automated quotation system or other nationally r
on or though a national securities exchange, automated quotation system or other nationally recognized published interdealer quotation system 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature end relatedcontracts and options (wh
or 10% stodtholder, or otherwise classified es a control person or Insider, or sea/hies that ere subject to any restrictions on resale (whether by Applicable Law, contrite or legend:on the security). or are not traded on or through a national securities exchange, automatod quotatioh 'Weever other nationally r
on or through a national securities exchange, automatod quotatioh 'Weever other nationally redo:inlaid pubushad Interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial levtrumanu end commochtts of every kind and nature end Wawacontracts and options (whether
Entities connected to both Applicable Law and Securities and Other Property'
Restricted Securities'
ORGANIZATION
Federal Reserve
ORGANIZATIONthe State of New York
LOCATION
United States
LOCATIONPershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONForeign Securities which Client
ORGANIZATIONDEISI
ORGANIZATION
FDIC
ORGANIZATIONForeign Securities
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONAccouot
LOCATIONAccountbs
PERSON