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NINC. CLOSIM3 Opening Balance $7,074,414.25 Margin 1.049.421.29 1,290,647.87 Securities Sold 5,713,683.04 Short 6,024,992.96 4,373,619.76 Money Fund 3,318,547.67 Net Cash Balance $7.074.414.25 $5.664267.63 Dividends/Interest 3.752.30 Miscellaneous 7.994.23 Amount Credited $9.043.977.24
§v§ram IhO COVER SWAT, EXECUTION BY SBSH INTERNET SEC SYS INC COVER SHORT, EXECUTION BY COWN J JILL GROUP INC COVER SHORT, EXECUTION BY SLKC NOKIA CORP-SPONSORED ADR REPSTG 1 SER A FM 5 PM SHORT, EXECUTION BY BUCK COMMISSION 54,00 SEC FEE ,67 PACIFIC SUNWEAR OF CAUFORNIA NC SHORT, EXECUTION BY NET
mmary 0.0SteG Opening Balance $5,251,642.67 Margin 1.119,750.47 1,195,451.88 Securities Sold 6,521,682.29 Short 4,131,892.20 4,652,158.19 Money Fund 1,001,866.80 Net Cash Balance $5251.642.67 $5,847,610.07 Dividends Interest 4.785.62 Miscellaneous 305.569.90 Amount Credited $7.833,904.61
BOUGHT TUESDAY MORNING CORP-NEW TUES 1,400 20.50000 28,715.00 COVER SHORT, EXECUTION BY JEFF VS -1400 03-04.02 04/05/02 04/02/02 BOUGHT NOKIA CORP-SPONSORED ADR NOK 1,200 20.06000 24,159.00 REPSTG 1 SER A FM 5 PM COVER SHORT, EXECUTION BY BUCK VS -1200 02-13-02 COMMISSION 72,00 04/05/02 04/02/
C.ENN3 CLOSE* Opening Balance $5,664,267.63 Margin 1.290.647.87 1,119.750.47 Securities Sold 5,169,957.72 Short 4.373.619.76 4,131,892.20 Money Fund 3,404,224.98 Net Cash Balance $5.664.267.63 $5251.642.67 Funds Deposited 26,387.82 Dividendsllnterest 3,465.33 Miscellaneous 7.846.674.89
COMMISSION 54.00 SEC FEE .82 MARTHA STEWART LIVING OMNIMEDIA INC CL A COVER SHORT, EXECUTION BY BUCK VS -2000 12-19-01 COMMISSION 120.00 NOKIA CORP-SPONSORED ADR REPSTG 1 SER A FM 5 PM SHORT. EXECUTION BY BUCK VS -1200 02-13-02 COMMISSION 72.00 SEC FEE .42 RADIOSHACH CORP SHORT, EXECUTION BY RHC
Entities connected to both Money Fund and NOKIA CORP-SPONSORED

New York City
LOCATIONEquities & Options
ORGANIZATIONMASSER
PERSONSZeirns
PERSON
Financial Trust Company
ORGANIZATIONEOUITY
ORGANIZATIONTHRCOGH
ORGANIZATION
Ghislaine Maxwell
PERSONPERKO
ORGANIZATIONOESCRPTION
ORGANIZATIONLARRY KEMP
PERSON
Samantha Power
PERSONGRECO
PERSONUNITED RETAIL GROUP INC
ORGANIZATION
Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATION
Julie K. Brown
PERSONWAL-MART STORES INC
ORGANIZATION