3
Shared Docs
3
Same-Page
3 / 3
Mentions
nd other canoe-catkin town mutual finds and nuisance companies whose psOCIJCIS we distribute. - Vivien** an anal fee from UBS Bark LEA and lES AG Stanford Brandi of up to $zs per accost sweeping to the barks under the UBS Bait Sweep Programs Activity hbrmaticri regard:1g commissars and *ter charges incurr
Jan 23,13 224.000 236966 53,080.41 319.600 71,590.40 18,509.99 LT Apr 22, 13 104.000 251.093 26,113.69 319.600 33,23840 7,124.71 LT Sectrity total 372.000 235218 87,501.00 118,891.20 31,390.20 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: $3,108 Current yield: 2.58% Jun 19, 13
ornrocars and other corteremin from mutat finds and 'trance commies whose molts we distribute. - Nemeth* as anal fee from UBS Bait OA and tITS AG Stanford Brandi of up to szs per account sweeping to the barks under the UBS Bak Sweep Frograrro. Activity hbirnation resuming catenates and other charges tuned
10,320.00 10,320.00 11.850 10,803.18 483.18 ST Total reinvested 57.231 11.721 670.86 11.850 678.19 7.33 Ea 31,256 Current yield 3 80% Sectrity total 2,792.194 11.305 30,895.00 31$66.86 33,087.49 1,520.63 2,191.49 ERACKROCK HIGH YIELD BOND I Symbol: BHYIX Trade date: Jan 29, 13 4,
nmesaa and other conroorsalka from annual Eyck and (nuance ornparon whose products we *tribute. - We receim n anal he from UBS Bak USA and UTS AG Stanford Brandi of up to szs per accost sweeping to the bared under the UBS Bair Sweep frcgrams Activity hbernation regudng came:nem and otter charges named n c
22.00 25,122.00 9.120 24,876.50 -245.50 ST Total reinvested 121.189 9.151 1,109.07 9.120 1,105.24 -3.83 EAT 12,851 Current yield: 3 76% Sectrity total 8,312.819 9.189 75281 00 76,390.07 75,812.90 -577.18 531.89 GOLDMAN SACHS STRATEGC INCOME CL I Symbol. GSZIX Trade date: Jun 24, 13
Entities connected to both Stanford Brandi and Sectrity

Ghislaine Maxwell
PERSON
Stanford University
LOCATIONLOS AG
ORGANIZATION
Condoleezza Rice
PERSONRussell 3000
ORGANIZATION
Puerto Rico
LOCATION
Vicky Ward
PERSONUPS AG
ORGANIZATIONFDIC Insurance
ORGANIZATION
U.S. Treasury
ORGANIZATION
Mao Zedong
PERSONBank USA
ORGANIZATION
NEW YORK NY
LOCATIONDoug Band
PERSONHarbor Boulevard
LOCATIONNnandal
ORGANIZATION
Humber
PERSON
Joi Ito
PERSON
UBS AG
ORGANIZATIONSCOTT STACK
ORGANIZATION