4
Shared Docs
4
Same-Page
5 / 4
Mentions
712/01 SOW POLO RALPH LAUREN CORP-CL A EXECUTION BY BUCK RL 450 28.05240 23.777.74 COMMISSION $1.00 SEC FEE .80 03/15/01 03/12/01 SOLD TOMMY HtFIGER RP-ORD TOM -2.700 14.39416 34687. EXECUTION BY BUCK COMMISSION 162.00 SEC FEE 1.30 03/15/01 03/72101 BOUGHT WET SEAL INC-CL A
0 SEC FEE .65 SENSORNATIC ELECTRONICS CORP EXECUTION BY BUCK CCIAmISSION 42.00 SYMBC4. TECHNOLOGIES INC ExECUICI4 BY BUM CCAIIASSION 48.00 TOMMY HILI1GER CORP•ORD ExECunON BY WPCO CCWASSIDN 140.00 SEC FEE .74 FTS 1.000 40.00030 40.075.00 01/17/01 01/11/01 SOLO NAM .900 15.40380
RATED DEPARTMENT STORES FICOEL ExECuTON BY BUCK COMMISSION 24.00 SEC FEE .64 AS OF 03/07/01 KOHLS CORP EXECUTION BY BUCK COMMISSION 36.00 LOWES COMPANIES INC EXECUTION BY BUCK COMMISSION 24.00 PACIFIC SUNWEAR OF CALIFORNIA WC DiCuTION BY WET COMMISSION 54.00 SEC FEE 1,61 DEIS 2.000 18.18750 36,
34,00 SEC FEE 2.90 ROSS STORES INC EXECUTION BY GSCO SEC FEE .93 SKECHERS USA INC CL A EXECUTION BY RHCO COMMISSION 217,00 SEC FEE 1.68 TOMMY HILFIGER CORP-080 EXECUTION BY BUCK COMMISSION 162,00 UNITED STATIONERS INC EXECUTION BY SLKC SEC FEE .57 VENATOR GROUP INC EXECUTION BY BUC
ETAIL STORES INC SHORT. EXECUTION BY WET COMMISSION 42.00 SEC FEE 1.15 GAP INC SHORT. EXECUTION BY VKCO COMMISSION 140,00 SEC FEE 1.81 LOWES COMPANIES INC COVER SKIRT, EXECUTION BY BUCK COMMISSION 108,00 OAKLEY INC SHORT. EXECUTION BY MDLD COMMISSION 147,00 SEC FEE 1.31 /S OF 07/30101 BBI
C FEE 1.13 09/13/01 0910/01 SOLD SHOE CARNEVAL INC-IND EXECUTION BY SucC SCVL 4170 11.65630 4.647.36 SEC FEE .16 09113/01 oen =1 SOLD TOMMY HILFIGER CORP.ORD EXECUTION BY BUCK TOM -600 11.53030 6.866.94 COMMISSION 36.00 SEC FEE .24 0913/01 09/1=1 SOLD CATALINA MARKETING CORP
LACE RETAIL STOR NL Siam, MECUM./ Err mu COLNASSION 42.00 SEC FEE 1.15 GAP INC SNORT, EXECUTION BY VKCO COMMISSION 140.00 SEC FEE 1.81 LOWES COMPANIES INC COVER SHORT. DICUnON BY BIXK COIALTISSON 108.00 OWLET INC EXECUTION BY MOLD CaseSSION 147.00 SEC FEE 1.3T AS a 07434401 CHRISTOPHER & BAN
64 PAXAR CORP EXECUTION BY BUCK VS 1000 01-23-02 COMMISSION 60.00 SKEWERS USA INC CL A EXECUTION BY BUCK VS 500 01-23-02 COMMISSION 30.00 TOMMY HILFIGER CORPMRD EXECUTION BY FCAP VS I50 08-07-01, 650 08-17-01 COMMISSION 56.00 SEC FEE .18 FOOT LOCKER INC EXECUTION BY BUCK COMMISSION
S INC EXECUTION BY RHCO VS 300 08-27-01. 200 10.05.01 SEC FEE .12 HOT TOPIC INC EXECUTION BY RSSF VS 300 02-08-02. 300 02.07-02 SEC FEE .20 LOWES COMPANIES INC EXECUTION BY BUCK VS 400 02-26-02 COMMISSION 24.00 NAUTICA ENTERPRISES INC EXECUTION BY JPHO VS 500 11-28-01. 100 11-27-01 SEC FEE .13 WAL-MA
Entities connected to both TOMMY and LOWES COMPANIES INC

Ghislaine Maxwell
PERSON
Ralph Lauren
PERSON
Wilbur Ross
PERSON
Julie K. Brown
PERSONLARRY KEMP
PERSONUNITED RETAIL GROUP INC
ORGANIZATION
New York City
LOCATION
Bear Stearns
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONBEBE STORES INC
ORGANIZATIONEquities & Options
ORGANIZATIONTALBOTS INC
ORGANIZATIONGENESCO INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Financial Trust Company
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Paul Ryan
PERSON