7
Shared Docs
7
Same-Page
8 / 7
Mentions
712/01 SOW POLO RALPH LAUREN CORP-CL A EXECUTION BY BUCK RL 450 28.05240 23.777.74 COMMISSION $1.00 SEC FEE .80 03/15/01 03/12/01 SOLD TOMMY HtFIGER RP-ORD TOM -2.700 14.39416 34687. EXECUTION BY BUCK COMMISSION 162.00 SEC FEE 1.30 03/15/01 03/72101 BOUGHT WET SEAL INC-CL A
0 SEC FEE .65 SENSORNATIC ELECTRONICS CORP EXECUTION BY BUCK CCIAmISSION 42.00 SYMBC4. TECHNOLOGIES INC ExECUICI4 BY BUM CCAIIASSION 48.00 TOMMY HILI1GER CORP•ORD ExECunON BY WPCO CCWASSIDN 140.00 SEC FEE .74 FTS 1.000 40.00030 40.075.00 01/17/01 01/11/01 SOLO NAM .900 15.40380
nuanced 5154KUIRIP 001001. 71:3C1 A07011.0 NuYeEll Tonfert KAMM LAST syAremun Actor/ 26.2001 BUM MOM CitECO MICUO 01/29101 01/24/01 SOLD KELLWOOD CO -450 22.43911 10.055.26 WIN RKHTS TO PURCHASE FREER° 51K UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 27.00 SEC FEE .34 01/29101
/16/01 11/13/01 BOUGHT T.IX COMPANIES INC NEW TAX 2.100 35.87120 75,470.52 EXECUTION BY BUCK COMMISSION 126.00 11/16/01 11/13/01 BOUGHT TOMMY MIDGER COPP-ORD TOM 4.800 12.60220 60.793.56 DICUTION BY BUCK COMMISSKON 286.00 027 120141:1252. 7511 EFTA01323003 I t69ZZOO-V.L.43 BEA
01 BOUGHT DIAMONDS TRUST-UNIT SERIES 1 OU 503 99.25000 49.670.00 COVER SHORT. EXECUTION BY BUCK COAMISSION 30.00 12/17/01 12/12101 SOLD KELLWOOD CO KWD .1.000 22.51390 22.438.14 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAW CIRCUMSTANCE SHORT. EXECUTION BY BUCK COMTISM:4i 60.00 SEC F
C FEE 1.13 09/13/01 0910/01 SOLD SHOE CARNEVAL INC-IND EXECUTION BY SucC SCVL 4170 11.65630 4.647.36 SEC FEE .16 09113/01 oen =1 SOLD TOMMY HILFIGER CORP.ORD EXECUTION BY BUCK TOM -600 11.53030 6.866.94 COMMISSION 36.00 SEC FEE .24 0913/01 09/1=1 SOLD CATALINA MARKETING CORP
.111431 09/06/01 BOUGHT GAP INC GIPS 3.100 15.58500 48.545.50 COVER SHORT. EXECLMON BY COVEN GCS/MISSION 217.00 09/11/01 09/06/01 SOLD KELLWOOD CO IMOD -BOO 22.56000 17.984.39 WITH ROHS TO PUROIASK PREFRD STK UNDER CERTASI CIRCIAASTANCE SHORT. DIOJTION BY BUCK COW/ISDN 48.00 SEC FEE
E 1.82 POLO RALPH LAUREN CORP-Cl. A outman BY BUCK CONiaei 72.00 SEC FEE 1.17 AS OF coeval ROSS STORES INC orasnoti BY MONT SEC FEE 1.54 TOMMY ItFIGER CORPORD TOM -7.500 15.19430 113.488.45 DECuTION BY BUCK COmillSi> 450.00 SEC FEE 3.80 03/14/01 03109/01 MO 03/14/01 03/09/01 SOW
700.19 EXECUTION BY BUCK COMMISSION 102.00 SEC FEE 1,80 TIMBERLAND CO-CL A 76L 1,600 54.31080 87.024.28 DIMON BY RICO COMMISSION 112.00 KELLWOOD CO %TM RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT. EXECUTC01 BY BUCK COMMISSION 54.00 SEC FEE .70 TALBOTS INC SHORT. EXEC
34,00 SEC FEE 2.90 ROSS STORES INC EXECUTION BY GSCO SEC FEE .93 SKECHERS USA INC CL A EXECUTION BY RHCO COMMISSION 217,00 SEC FEE 1.68 TOMMY HILFIGER CORP-080 EXECUTION BY BUCK COMMISSION 162,00 UNITED STATIONERS INC EXECUTION BY SLKC SEC FEE .57 VENATOR GROUP INC EXECUTION BY BUC
York 10167 59 v? cl Transaction Detail (continued) DIVIDENDS (continued) DATE CESOFOPTION SYMBOAVSP CUANINY RATE (51 DEBIT AMMON' 09121/01 KELLWOOD CO KWD 208.00 DIV CHG 1300 SHS SHORT REC 09/10/01 PAY 09/21/01 ''''' VAMITYRIM DIV CHG 900 SHS SHORT REC 09/04/01 PAY 09/25101 Beer. Szeirns $
6060 110.624.15 INTERNATIONAL CORP EXECUTION BY REDI VS 1500 02-11-02, 3200 01-30-0 2 COMMISSION 94.00 SEC FEE 1.67 0=6102 03/21/02 SOLD TOMMY HILFIGER CORPMRD TOM -8.650 14.36200 123.608.93 EXECUTION BY OPCO VS 800 02-19-02, 2850 10-08-01 Beer. S1e9•ns SON, t4,1 GOrP Ore Mebolech Ow
M 1.000 14.06000 14,130.00 04/10/02 04/05/02 BOUGHT WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE UNSOLICITED COVER SHORT, KELLWOOD CO KWD 4.100 23.80000 97,841.00 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE COVER SHORT, EXECUTION BY BUCK VS -800 11-12-01,
C NEW EXECUTION BY BUCK VS 700 12-04-01 COMMISSION 42,00 SEC FEE ,41 AS OF 01118102 TJX -700 39.00000 27,242.59 01/24/02 01/18/02 SOLD TOMMY HILFIGER CORPMRD EXECUTION BY BUCK VS 850 08-03-01, 900 08-22-01, 1400 11-14-01, 1350 08.07-01 COMMISSION 270,00 SEC FEE 1,02 AS OF 01118,102
,400 9.5600 -13.384 JONESAPPAREL GROUP INC JNY MRGN 6,600 32.9800 217.668 K-SWISSINC-CL A KSWS MRGN 8,000 36.7600 294.080 480 0.1632 KELLWOOD CO KWD SHRT -5,700 22.9900 -131,043 -3,648 2.7838 KOKS CORP KSS MRGN 6,300 66.3400 417,942 KROGER CO KR SHRT -1.000 20.7100 -20.710
Entities connected to both TOMMY and KELLWOOD CO

Ghislaine Maxwell
PERSON
Ralph Lauren
PERSON
Wilbur Ross
PERSON
Julie K. Brown
PERSONBEBE STORES INC
ORGANIZATIONLARRY KEMP
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONTALBOTS INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONGENESCO INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATION
New York City
LOCATION
Financial Trust Company
ORGANIZATIONEquities & Options
ORGANIZATION
Bear Stearns
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION