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ng short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. LARGE TRADE REPORTING The U.S. Securities and Exchange Commission ("SEC') Rule 13h-1 Large Trader Reporting System requires U.S. and non-U.S. market participants who meet the definition of 'Large Trader as of Octobe
. A - Average Cost B - Adjusted for Amortization or Accretion D -Acquisition Date =. Date of Death E - Adjusted for Option Exercise or Assignment K- Gifted Security LT - Long Term MT - Mixed Term N - Noncovered Provide - Please provide this information ST - Short Term T - Cost Basis provided by Third Party W - Adjusted for Was
2 mentions1 same-page
Page ?Same page
ng short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. LARGE TRADE REPORTING The U.S. Securities and Exchange Commission ("SEC') Rule 13h-1 Large Trader Reporting System requires U.S. and non-U.S. market participants who meet the definition of 'Large Trader' as of Octob
. A - Average Cost B - Adjusted for Amortization or Accretion D -Acquisition Date =. Date of Death E - Adjusted for Option Exercise or Assignment K- Gifted Security LT - Long Term MT - Mixed Term N - Noncovered Provide - Please provide this information ST - Short Term T - Cost Basis provided by Third Party W - Adjusted for Was
2 mentions1 same-page
Page ?Same page
ng short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. LARGE TRADE REPORTING The U.S. Securities and Exchange Commission ("SEC') Rule 13h-1 Large Trader Reporting System requires U.S. and non-U.S. market participants who meet the definition of 'Large Trader as of Octobe
. A - Average Cost B - Adjusted for Amortization or Accretion D -Acquisition Date =. Date of Death E - Adjusted for Option Exercise or Assignment K- Gifted Security LT - Long Term MT - Mixed Term N - Noncovered Provide - Please provide this information ST - Short Term T - Cost Basis provided by Third Party W - Adjusted for Was
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Mutual Connections (34)
Entities connected to both The U.S. Securities and Exchange Commission and Gifted Security LT - Long Term
JPMorgan Chase
ORGANIZATION4 w/ The·4 w/ Gifted
the Internal Revenue Service
ORGANIZATION3 w/ The·4 w/ Gifted
Securities Investor Protection Corporation
ORGANIZATION3 w/ The·4 w/ Gifted
South Dearborn Street
LOCATION3 w/ The·4 w/ Gifted
TS
Ted Serure
PERSON3 w/ The·4 w/ Gifted
Account Value
ORGANIZATION3 w/ The·4 w/ Gifted
the ACH Network
ORGANIZATION3 w/ The·4 w/ Gifted
Call Financial Advisor
ORGANIZATION3 w/ The·4 w/ Gifted
the Client Services Operations
ORGANIZATION3 w/ The·4 w/ Gifted
Attn: Client Services Department
ORGANIZATION3 w/ The·4 w/ Gifted
Customer Agreement(s
ORGANIZATION3 w/ The·4 w/ Gifted
the Collection and Other Account-Related Costs
ORGANIZATION3 w/ The·4 w/ Gifted
the Electronic Services
ORGANIZATION3 w/ The·4 w/ Gifted
Unpriced Direct Participation Program
ORGANIZATION3 w/ The·4 w/ Gifted
Real Estate Investment
ORGANIZATION3 w/ The·4 w/ Gifted
Regulated Investment Companies
ORGANIZATION3 w/ The·4 w/ Gifted
Retum of Principal or Capital Gains
ORGANIZATION3 w/ The·4 w/ Gifted
the Large Trader
ORGANIZATION3 w/ The·3 w/ Gifted
Chase Matrotech Center
ORGANIZATION3 w/ The·3 w/ Gifted
ALIGN TECHNOLOGY INC
ORGANIZATION3 w/ The·3 w/ Gifted