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you're aware these notes will trade at a low delta to the underlying index until we get closer to maturity. Let me know your thoughts. Best, Jim James S. Pollard Registered Analyst Team Dorm!' I Merrill Lynch Wealth Management The Park Avenue Office Tcam Darrah Wcbsitc EFTA00825058 The information set f
es Inc. Begin forwarded message: From: "Pollard, James S" Subject: S&P Trade Idea Date: June 22, 2016 at 10:15:26 AM EDT To: "Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "Minsky, Julie" Below are the details on one of our structured notes this month tied to the S&P 500. I attached the
EFTA02702269 • Announced Size: 4mm shares Final Size: xxmm shares Expected Settlement Date: TBD (Expected settle: T+5) Par Amount: $25 par James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166
From: =/b>"Pollard, James 5" Subject: =/b>New =referred Date: =/b>May 18, 2016 at 10:02:22 AM =DT To: =/b>"Richard Kahn Cc: "Minsky, Julie" , "Darrah, John W - NEW YORK NY" =It <mailto Rich, Prospectus =ttached. Details below. EFTA_R1_02074074 EFTA02702268 Issuer: W. R. Berkley Corporation
le. If you're going to intro the trade to the principal =lease sure he's aware we'll need to get the form approved before we can trade. Best, Jim James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166
d message: From: =/b>"Pollard, James 5" Subject: =/b>AAPL Date: =/b>April 27, 2016 at 1:47:12 PM =DT To: =/b>"Richard Kahn Cc: "Minsk Julie" , "Darrah, John W - NEW YORK NY" =1 Rich, I know Julie mentioned you may be interested in APPL. It'= taken a decent hit today after the disappointing earning
es Expected Taxation: Fully taxable as ordinary =ncome Survivor Option: NO - This Note does not carry a Survivor =ption. Par Amount: $1000 par James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166
rded message: From: =/b>"Pollard, James S Subject: =/b>BAC Step-Up & =iotech Date: =/b>May 3, 2016 at 11:43:24 AM =DT To: =/b>"Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "Minsky, Julie" Below are the details on = BAC Step-Up note. I know you mentioned you had bought BAC debt in the =a
shares • Final Size: xxmm shares Expected Settlement Date: TBD=(Expected settle: T+4) Par Amount: $25 par 3 EFTA_R1_02112967 EFTA02708951 James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office [email protected] <mailto:[email protected]> Team
forwarded message: From: =/b>"Pollard, James S" Subject: =/b>New =referred Date: =/b>May 23, 2016 at 9:56:12 AM =DT To: =/b>"Richard Kahn ( Cc: "Darrah, John W - NEW YORK NY" Rich, Prospectus =ttached. Details below. Give us a call if you get a confirmed order. Issuer: DTE Energy Company (DIE) 2
Entities connected to both James S. Pollard and Darrah

Jeffrey Epstein
PERSON
Richard Kahn
PERSONPierce, Fenner & Smith Incorporated
ORGANIZATIONJohn W - NEW YORK NY
PERSON
Marc Rich
PERSON
Bank of America Corporation
ORGANIZATIONJames S
PERSON
Marvin Minsky
PERSONTeam Darrah
ORGANIZATIONLexington
LOCATIONPollard
PERSONMember Securities Investor Protection Corporation
ORGANIZATIONBank of America Corporation (
ORGANIZATION