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mber. CONFIDO. AL- Paled hceilent Every Vex Since 2007 DAIJAR Ml ED COMMUNCATICOS EX(DAMCC Chains tlwonsh MOM. PIC. orb*/ owned subsidiary aT e Banta New York melon Cannatim (1110 Mellon) PentwKLI.C.MInter FIllitaatiteLGM_00047870 DB-SDNY-0010694 EFTA_00158479 EFTA01290507 Deutsche Bank P.O.
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST EMOTION: NOTWITHSTANDING THE PR
CONFIDO. AL- Rated (Imaged Every Yew Since 2007 DAIL& RAl ED COMMUNICATIONS EXCIMENC( Owing tlwonsh Patti EEC. • wholly owned subskliari a I be Banta New York Melon CiMontim (OW Meta) Penile.; U.C. 'newts. FitikalcititELGM_00049722 DB-SDNY-0012546 EFTA_00160331 EFTA01291817 Portfolio Holdings
FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. N ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST EMOTION: NOTWITHSTANDING THE PR
31,2018 SOUTHERN FINANCIAL LLC Date Activity Type Sweep Money Market Fund (continued) DEUTSCHEGOVT CASH INSTI. (continued) Descsiptidi Amount Banta 01128/18 Withdraw al MONEY FUND REDEMPTION 485,065.08 203,142.47 01129118 Deposit MONEY FUND PURCHASE 2,936,251.75 3,139,394.22 01130/18
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECURON: NOTWRHSTANDING THE PRE
Entities connected to both Banta and BNY MELLON CAPITAL MARKETS

CUSTOMS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATION
Ghislaine Maxwell
PERSONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONJersey City
LOCATION
George W. Bush
PERSON
Baltimore
LOCATION
Mao Zedong
PERSON