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or The Investor, a any person having a Beneficial Interest in the Invests, is (i) an executive officer or director of a Public Company or a Covered Non-Public Company, or (ii) a person receiving Material Support by an executive officer or director of a Public Company or a Covered Non-Public Company (any person in
c Company or a Covered Non-Public Company, or (ii) a person receiving Material Support by an executive officer or director of a Public Company or a Covered Non-Public Company (any person in (i) or (ii), a "5131 Covered Person"). (2) If you initialed statement (1) above, you must name each relevant Public Company ancVor Co
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• The Investor, or any person having a Beneficial Interest in the Investor, is (0 an executive officer or director of a Public Company or a Covered Non-Public Company, or (i) a person receiving Material Support by an executive officer or director of a Public Company or a Covered Non-Public Company (any person in (
ic Company or a Covered Non-Public Company, or (i) a person receiving Material Support by an executive officer or director of a Public Company or a Covered Non-Public Company (any person in (I) or (4), a "5131 Covered Person"). (2) If you initialed statement (1) above, you must name each relevant Public Company andkx Cove
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D. Covered Person Status Individuals who are executive officers or directors of a Public Company (as defined in Item D.1(b) below) or a Covered Non-Public Company (as defined in Item D.1(c) below), or who are materially supported by an executive officer or director of a Public Company or Covered Non-Public Co
ed Non-Public Company (as defined in Item D.1(c) below), or who are materially supported by an executive officer or director of a Public Company or Covered Non-Public Company, are referred to below as "Covered Persons." Initial Initial I . The Subscriber represents that (please initial and. if applicable. complete one
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Mutual Connections (13)
Entities connected to both Non-Public Company and Covered Non-Public Company
Form BD
ORGANIZATION4 w/ Non-Public·4 w/ Covered
Keogh
ORGANIZATION4 w/ Non-Public·3 w/ Covered
Ghislaine Maxwell
PERSON4 w/ Non-Public·2 w/ Covered
Investment Banking Services
ORGANIZATION4 w/ Non-Public·2 w/ Covered
Covered Broker
ORGANIZATION3 w/ Non-Public·2 w/ Covered
Investment Company
ORGANIZATION3 w/ Non-Public·2 w/ Covered
Material Support
ORGANIZATION3 w/ Non-Public·2 w/ Covered
Covered Broker Dealer
ORGANIZATION3 w/ Non-Public·2 w/ Covered
Collective Investment Account
ORGANIZATION3 w/ Non-Public·2 w/ Covered
the State of New York
LOCATION2 w/ Non-Public·2 w/ Covered
Collective Investment
ORGANIZATION2 w/ Non-Public·2 w/ Covered
George W. Bush
PERSON2 w/ Non-Public·2 w/ Covered
the Commodity Futures Trading Commission
ORGANIZATION2 w/ Non-Public·2 w/ Covered