Epstein Secrets

t forth in the Certificate of Formation as filed in the office of the Secretary of State pursuant to the Act, and upon the giving of such notice in the Certificate of Formation, the statutory provisions of Section 18-215 of the Act (and the statutory effect under Section 18-215 of setting forth such notice in the certifica

he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY Page 2 of 4 CONFIDENTIAL UBSTERFtAMAR00004121 EFTA00239453 FOR EXISTING INVESTOR USE ONLY iliksagv:4R9t:IftrtaW;WWS5W,TANNwpgAw(150 5 Disclos

t forth in the Certificate of Formation as filed in the office of the Secretary of State pursuant to the Act, and upon the giving of such notice in the Certificate of Formation, the statutory provisions of Section 18-215 of the Act (and the statutory effect under Section 18-215 of setting forth such notice in the certifica

he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY ML281817-MAXWELL Page 2 of 4 CONFIDENTIAL UBSTERRAMAR00002514 EFTA00238070 Disclosure Statement under Rule 506(d) iefft4'')• „, • ...;t„. Al

t forth in the Certificate of Formation as filed in the office of the Secretary of State pursuant to the Act, and upon the giving of such notice in the Certificate of Formation, the statutory provisions of Section 18-215 of the Act (and the statutory effect under Section 18-215 of setting forth such notice in the certifica

he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY MAXWELL Page 2 of 4 CONFIDENTIAL UBSTERRAMAR00001461 EFTA00237107 Disclosure Statement under Rule 506(d) iefft4'')• „, • ...;t„. Aliegations