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nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the DOJ and a gro
on-USD Shares, and the Feeder Funds may in the future offer other interests which have different functional currencies or reference assets. As with the Non-USD Shares, the terms of such interests may provide that the applicable Feeder Fund may seek to hedge the exposure of such interests to minimize, to the exten
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the DOJ and a g
on-USD Shares, and the Feeder Funds may in the future offer other interests which have different functional currencies or reference assets. As with the Non-USD Shares, the terms of such interests may provide that the applicable Feeder Fund will seek to hedge the exposure of such interests to minimize, to the exte
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the D01 and a g
on-USD Shares, and the Feeder Funds may in the future offer other interests which have different functional currencies or reference assets. As with the Non-USD Shares, the terms of such interests may provide that the applicable Feeder Fund will seek to hedge the exposure of such interests to minimize, to the exte
Entities connected to both Dept. of and the Non-USD Shares

United States
LOCATION
New York State
LOCATIONLehman
ORGANIZATION
Ghislaine Maxwell
PERSON
Federal Reserve
ORGANIZATIONthe Mutual Funds Law
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONLehman Structured Products
ORGANIZATION
Fannie Mae
ORGANIZATION
Samantha Power
PERSONCayman Islands Tax Matters
ORGANIZATION
New Hampshire
LOCATION
Millennium
ORGANIZATIONthe Cayman Islands Monetary Authority
ORGANIZATION
Mohammed bin Salman
PERSON
England
LOCATIONMillennium USA LP
ORGANIZATIONUBS Securities LLC
ORGANIZATION
New York
LOCATION
Internal Revenue Service
ORGANIZATION