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and settled today. 1. HSBC BRL STEP UP NOTE 4/21/14 DELD 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED Best Regards, Janet Young Janet E. Young' Vice President I Private Bank1 J.P. Morgan I - 500 Stanton Christiana Road, Newark DE 19713 Alternate contacts: Gina Magliocco an

ubject: RE: Update on outstanding securities for Southern Trust Co., Inc. IC) Lisa, The other note is pending for delivery and settled today. 1. HSBC BRL STEP UP NOTE 4/21/14 DELD 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED Best Regards, Janet Young Janet E. Young' Vic

2. HSBC BRL STEP UP NOTE 4/21/14 10/15/13 LNKD TO BRL VS USD 8S%BARRIER- S%CPN-28.5% IV(RTRN Best Regards, Janet Young 1,000,000.000 1,000,000.00 902,700.00 MD Janet E. voungl vice President I Private Bankl J.P. morgan I NMLS ID # 832072 - 500 Stanton Christiana

2. HSBC BRL STEP UP NOTE 4/21/14 10/15/13 LNKD TO BRL VS USD 8S%BARRIER- S%CPN-28.5% IV(RTRN Best Regards, Janet Young 1,000,000.000 1,000,000.00 902,700

14 VS USD 1,000,000.00 882,200.00 S%CPN-28.5% MXRTRN MD STEP UP NOTE 4/21/14 VS USD 1,000,000.00 902,700.00 ACPN-28.5% MXRTRN MD Best Regards, Janet Young 000,000.000 10/15/13 Janet E. YoungI Vice President - 500 Stanton Christiana Road, Newark DE 19713 T: I F: I Private Bank' J.P. Morgan I NMLS I

Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1,000,000.000 10/15/13 1. HSBC BRL LNKD TO BRL 85%8ARRIER- 2. HSBC BRL LNKD TO BRL 85%BARRIER- STEP UP NOTE 3/27/14 VS USD 1,000,000.00 882,200.00 S%CPN-28.5% MXRTRN MD STEP UP

TEP UP NOTE 4/21/14 DELD 13105203341450 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED EFTA01350839 Best Regards, Janet Young Janet E. Young' Vice President Private Bank' J.P. Morgan NMLS ID # - 500 Stanton Christiana Road Newark DE 19713 T: F: Alternate contacts: Gin

E: Update on outstanding securities for Southern Trust Co., Inc. (C] Lisa, The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 DELD 13105203341450 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED EFTA01350839 Best Regards,

STEP UP NOTE 4/21/14 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 902,700.00 B5%BARRIER- 51tCPN-28.5t MXRTRN MD Best Regards, Janet Young Janet E. Young' Vice President Private Bank' J.P. Morgan NMLS ID 4 - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts:

From: Lisa D Hurd < Dat • To: Cc: an a it y Barrett Team Classification: Confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 10/15/13 LNKD TO BRL VS USD 85%BARRIER- 51tCPN-28.5t MXRTRN 66 1,000,000.000 1,000,000.00 882,200.00 MD I do not see th

The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 13105203341450 1000000.000 Best Regards, Janet Young 04/05/2013 0.000000000 DELD 0.00 10/15/2013 0000889 66 RELEASED Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # 832072

Lisa, outstanding securities for Southern Trust Co., Inc. 15:32:19 -0400 The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 13105203341450 1000000.000 Best Regards, Janet Young 04/05/2013 0.000000000 DELD 0.00 10/15/2013 0000889 66 RELEASED

NOTE 4/21/14 40432XE56 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 902,700.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD Best Regards, Janet Young EFTA01350831 Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alt

ST COMPANY, INC Harry, Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSB