nual Income Cash & Sweep $290,897.47 574,681.82 gip Descnotion PETROLEOS DE VENEZUELA 8 8 1/2% NOV 02 2017 ISIN ALLY FINANCIAL INC 8 1/2% PFD HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 ......... .. ..... HSBC BRL STEP UP NOTE 3/

ubject: RE: Update on outstanding securities for Southern Trust Co., Inc. IC) Lisa, The other note is pending for delivery and settled today. 1. HSBC BRL STEP UP NOTE 4/21/14 DELD 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED Best Regards, Janet Young Janet E. Young' Vic

te on outstanding securities for southern Trust Co., Inc. (C) Classification: confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85MARRIER- 5%CPN-28.5% MXRTRN MD I do not see

2. HSBC BRL STEP UP NOTE 4/21/14 10/15/13 LNKD TO BRL VS USD 8S%BARRIER- S%CPN-28.5% IV(RTRN Best Regards, Janet Young 1,000,000.000 1,000,000.00 902,700

Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1,000,000.000 10/15/13 1. HSBC BRL LNKD TO BRL 85%8ARRIER- 2. HSBC BRL LNKD TO BRL 85%BARRIER- STEP UP NOTE 3/27/14 VS USD 1,000,000.00 882,200.00 S%CPN-28.5% MXRTRN MD STEP UP

ST COMPANY, INC Harry, Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE

iption PETROLEOS DE VENEZUELA 8 8 1/2% NOV 02 2017 DTD 10/29/2010 HEW BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSC0L3 ALLY FINANCIAL INC 8 1/2% PFD HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS

re than 15% vs USD at maturity (max loss 100%) [attachment "HSBC BRL Step Up - TD April 5, 2013.pdf" deleted by Tazia smith/db/dbcom] (attachment "HSBC BRL step up - TD March 13, 2013.pdf" deleted by Tazia Smith/db/dbcom] Forwarded by Tazia smith/db/dbcom on 12/16/2013 02:14 PM CONFIDENTIAL - PURSUANT

iption PETROLEOS DE VENEZUELA 8 8 1/2% NOV 02 2017 DTD 10/29/2010 HEW BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSC0L3 ALLY FINANCIAL INC 8 1/2% PFD HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS

E: Update on outstanding securities for Southern Trust Co., Inc. (C] Lisa, The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 DELD 13105203341450 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED EFTA01350839 Best Regards,

From: Lisa D Hurd < Dat • To: Cc: an a it y Barrett Team Classification: Confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 10/15/13 LNKD TO BRL VS USD 85%BARRIER- 51tCPN-28.5t MXRTRN 66 1,000,000.000 1,000,000.00 882,200.00 MD I do not see th

Lisa, outstanding securities for Southern Trust Co., Inc. 15:32:19 -0400 The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 13105203341450 1000000.000 Best Regards, Janet Young 04/05/2013 0.000000000 DELD 0.00 10/15/2013 0000889 66 RELEASED

ST COMPANY, INC Harry, Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSB

chase Description PETROLEOS DE VENEZUELA S 8 1/2% NOV 02 2017 DTD 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 SEDOL BSSCOL3 (ID: 716550-9A-8) HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (I

ST COMPANY, INC Harry, Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL

TRUST COMPANY, NC Harry, Amarda and Lisa. Update on the followirg securitie! ha l been reterh, To be delivered today 1046/13, to Deutsche Bank 1. HSBC BRL STEP UP NOIL 3/27/14 40432:1,[312 tab 1,000,000.000 10/15/73 LNKD TO BRL VS USD 1,000,000.00 8.2,2,200.00 85%BARRILR- SVPN-213.594 IVXRTRN MD 2. H