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ect: RE: OD Referral dated 05-17-2019 For AC # From: Brigid Macias .cc > Date: Mon, 20 May 2019 13:55:14 -0400 To: Rishabh Shah Stewart Oldfield Bradley Gillin Monica Gilkinson Rachel Wachs Natalie Barak Armen Brash < Daphne Cales Cc: Halina Laczny Debra Jasper Oversight Control Please see attached.

default procedure. Regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, EFTA01402127 Inside Mahindra World City - SEZ,

@db.com Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 9:06 AM To: Stewart Oldfield a; Bradley Gillin <[email protected]>; Monica Gilkinson <[email protected]>; Rachel Wachs <[email protected]> Cc: Igtopwmbankingexceptioncheckprocessing

low. Regards, EFTA01427094 fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur,

dra World City - SEZ, 302029 Jaipur, India From: Stewart Oldfield Sent: Monday, Ma 20, 2019 12:17 PM To: Rishabh Shah Barak Cc: Halina Laczn >; Bradley Gillin < >; Monica Gilkinson >; Rachel Wachs < >; Brigid Macias < >; Natalie >; Debra Jas r < • Oversight Control < Subject: RE: OD Referral dated 05

121.51-tA311S1-1-Aft wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur,

w in DB-Force Classification: For Internal use only ++ Daphne Cales AC; From: Rishabh Shah Sent: 26 April 2019 17:12 To: Stewart Oldfield < >; Bradley Gillin < >; Monica Gilkinson Cc: Subject: RE: **URGENT Hi Team BIB Wires Did Not Flow in DB-Force Classification. For internal use only Be advised th

ent USD Wires (Submitted as their replacements) went through successfully. Please notify the clients accordingly. Regards, L Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group From: Ankit-Kumar Sharma a Sent: 26 April 2019 13:01 To: Stewart Oldfield < >; Bradley Gilli

[email protected]• Oversight Control <[email protected]> Subject: OD Referral dated 05-17-2019 For AC # 42953424 Bradley Gillin ; Monica Gilkinson Classification: For internal use only Hi Team, Please find the attached OD Referral for today and approve these with your deci

9 For AC # 42953424 Classification: For internal use only Please provide an update on below. Regards, u. RISH:4131-tSI-tAbt Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur,

From: Sent: To: CC: Subject: Rishabh Shah 5/20/2019 12:15:06 PM Stewart Oldfield Haling Laczn I; Bradley Gillin ; Monica Gilkinson Oversight Control I RE: OD Referral dated 05-17-2019 For AC # 42953424 Classification: For internal use only Please provide a

-17-2019 For AC # 42953424 Classification: For internal use only Please provide an update on below. Regards, R/S1-/.4731-f S Wealth Management (PWM US OPS - BANKING) 0B0I Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur,

E-mail ID - From: Ankit-Kumar Sharma [- Sent: Friday, April 26 2019 12:59 PM To: Stewart Oldfield Wachs Cc: TAG DBOI ; Monica Gilkinson > ; ; Bradley Gillin ; Rachel Subject: RE: URGENT-- BIB Wires Did Not Flow in DB-Force [I] INC0012352428 AC; Hi Team, Please find the attached PDF for BIB wires tha

Regards, {https://brandportal.intranet.db.com/img/modules/- DAWM_ logo _metallic 46x46.gif} RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur,