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of contact orclicate I:6one no., fax no., erred address, etc.): Status : 6. Approved SDNY_GM_00037634 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-000045S https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EF1'A_0O148246 EFTA01282246
se ONSHORE APPROVALS Client Faring Professional (CFP): Stewart Oldfiekl (Signature) Stewart Otidfield 9/28/2018 Office Director/Busness Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Crector: (Signature) AML Business Risk: (Signature) AML Compiance: Sandra Timpone G
ntal (212) phone no., fax no., email address, etc.): 971-1314 Status : 6. Approved SDNY_GM_00037613 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SOW-0000437 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00148225 EFTA01282225 K
s as. ONSHORE APPROVALS Stewart Oldfield ;Signature) Stewart Wield 10/15/2018 cent Facing fig/L....lona' (CFP): Office Drector/Busness Head: Andrew F Gallivan (Signature) Andrew F Gallivan 101150018 Regional Office Drector: (Signature) NIL Business Risk: (Signature) AML Compliance: Richard Corbel!
of contact (indicate phone no., fax no., email address, etc.): Status : 6. Approved SDNY_GM_00037371 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000195 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EF1'A_00147983 EFTA01282092
nt Facing Professional (CFP): stewart oldf,eld (Signature) stewat cedfield 7/5/2017 Office Director/Busness Head: Andrew F Gatvan (Signature) Andrew F Gallivan 7/6/2017 Regional Office brector: (Signature) AML Business Risk: (&g nature) AML Compkance: D. man!ey obo Kshttii Golan, Yoonsun Chung (*nat
. in O O O O O O O M M • 3 O O Darren ndyke O O O O 0 O O O O 71 SDNY_GM_00037390 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000214 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA 00148002 EFTA01282111 K
tions Isis ONSHORE APPROVALS Cent Faang Professional (CFP): stewart a:Meld (Swage) Stewart oldfield 6/29/2017 Office Director/Business Head: Andrew F Gallivan (Signatire) Andrew F Gallivan 7/5/2017 Regional Office Director: (Surefire) AML Business Risk: (Signature) AML Compliance: Kshitfl Golan' Y
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