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of contact orclicate I:6one no., fax no., erred address, etc.): Status : 6. Approved SDNY_GM_00037634 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-000045S https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EF1'A_0O148246 EFTA01282246

C Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Cyficers, Brokers, Client Managers, etc. Deutsche Bank Americas New York SDNY_GM_00037651 CONFIDENTIAL - PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SOW-0000475 https://dbforcepb.my.salesforce.com/servlet/servlet.Integr

ntal (212) phone no., fax no., email address, etc.): 971-1314 Status : 6. Approved SDNY_GM_00037613 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SOW-0000437 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00148225 EFTA01282225 K

YC Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Broken, Client Managers, etc. Deutsche Bank Americas New York SONY_GM_0003763.3 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000457 https://dbforcepb.my.salesforce.com/servlet/servlet.Integr

rd Kahn Preferred method of contact (ixkcate phone no., fax no., e-mail address, etc.): SDNY_GM_00037359 CONFIDENTIAL- PURSUANT TO FED. R. I ON FIDENTIAL DB-SONY-0000183 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_0014797 I EFTA01282080

bforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_0014798 I EFTA01282090 KYC Print Page 12 of 12 I Deutsche Bank Americas New York U SONY_GM_00037370 CONFIDENTIAL- PURSUANT TO FED. R. CC I - ON FIDENTIAL DB-SONY-0000194 https://dbforcepb.my.salesforce.com/servlet/servlet.In

indyke O O • O I21 • • • O O O O Epsten kik" O O • 10 O O O • O O SDNY_GM_00037350 CONFIDENTIAL - PURSUANT TO FED. R. t I ON FIDENTIAL DB-SONY-0000174 https://dbforcepb.my.salesforce.com/servlet/servlet.lntegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA _00147962 EFTA01282071

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York SDNY_GM_00037358 DB-SONY-0000152 7/11/2019 EFTA_00147970 EFTA01282079

of contact (indicate phone no., fax no., email address, etc.): Status : 6. Approved SDNY_GM_00037371 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000195 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EF1'A_00147983 EFTA01282092

C Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Ctifficers, Brokers. Client Manners. etc. Deutsche Bank Americas New York SONY_GM_000373841 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000212 https://dbforcepb.my.salesforce.com/servlet/servlet.Integ

contact (indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved SDNY_GM_00037434 CONFIDENTIAL - PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-000025S https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00148046 EFTA01282143 K

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York SDNY_GM_00037475 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000299 https://dbforcepb.my.salesforce.com/servlet/servlet.Integr

. in O O O O O O O M M • 3 O O Darren ndyke O O O O 0 O O O O 71 SDNY_GM_00037390 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000214 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA 00148002 EFTA01282111 K

KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Quicers, Broken. Client Managers, etc. Deutsche Bank Americas New York SONY_GM_00037421 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000245 https://dbforcepb.my.salesforce.com/servlet/servlet.Integr