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tCti`t )2: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' L-- Rated [smiler., bey Yew Since 2007 DALIAR WED COMMUNICATIONS UCILLUKt Cleanng through hakes LC. • Say anti setaldiary of me Usk N New Vat Mellon Corporation (Ely Mew) Positing UK. merter Pkilliia.GM-00046573 DB-SDNY-0009397
ALCASH, MONEY FUNDS, AND BANK DEPOSITS TOTAL JA PA NESE YEN POLISH ZLOTY Desaiplion EQUITIES Common Stocks CD PROST SA SliS ISDN PLOPITO30011 Security Ideetifier.OTGLF CUSP. X0957106 Total Common Stocks 49.00 JPY 0.00 0.44 USD 0.00 Eillnuted CkeinIty Nadal Prke Market Wine Carew YINd 20000 3,950
NW -- Account Number ^ bled Lotlient C 0 NFIIDgs N AL_ MILLING( DALBAR RATIO COMMUNICATIONS 2:C::: cs, Even, Year Since 2007 Page 27 of 3' Cleanng through PenlikvIIC•aapronwil sabsidiary a The Mak a New Vat Mellon CarporatIon (MY Mellon) Pen hnx 11.C. rwr/on FtivRAPPMVELGM-00046692 DI3-SDNY-
EQUITIES Common Stocks NASPRISLIIIITED LTD 2,000.000 3,271.0000 6,542,000.00 ZAR 11,599.95 0.17% ISINIZAE00005889 554,395.25 US0 983.03 Security Ideetifier.NAPRF CUSIBS5343593 Total Common Stocks 274,255.02 USD 0.00 4,014 96 Estimated Estimated (hardy Market Pike Market Value Cullom Annual Inco
e 6 of 13 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) " Q26conF I D L4 Rated Galls. berg Yaw Since1007 DALIARIATIDCOMMUNICATIONS LXCGAINC( Cleanng through Perrin11C • Waal owned setaldiary of The Bask a Mew Vat Mellon CorporatfonaltlY Melon) firstigattACanertarf iNRA.IIViqq[Et IVI—OulA 7137 D
38,319.67 137.500 00 6.64% CONV GBP 'SIM X894313269 2,775,088 32 USD 51,402.01 184.442 50 6.875% 09/10188 REG DT0 03/1141 $4 P Rating BB* Security Ideetifier.G63980UK3 Total Corporate Bonds: 2,000,000.000 2,066,800.00 CAP 38,319.67 137,500.00 2,775,088.32 USD 51,402.01 184,442.50 TOTAL FIXED INC
Entities connected to both Cleanng and Security Ideetifier
TAXABLE
ORGANIZATIONPershing
LOCATION
CUSTOMS
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Mao Zedong
PERSONPie Chart
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONCarporatIon
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Baltimore
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONCONFIDOP
ORGANIZATIONUMIAK
ORGANIZATION
Jeff Sessions
PERSON