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SUANT TO FED. R CRIM. P. 6(e) Account Number EONFIDO. L Rated ticellent trey Yew Since 2007 DALIAR MTV, COMMUNCATI0NS LXCILIANCI Page 5 of 18 Cleanng through fleabag 11Cawboly evened sabsidiary of TM Bank el New YM Mellon CarpoestIon (MY Mao) Perfhnx 11.C.nwetan inuiteAtikelt00046491 DS-SDNY-00
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0 17.944.44 85.000.00 10.24% 90100242CSF3002 CON5FIDOP Rated tactile.% trey Yew Since 2007 DALIARIATI0 COMMUNICATIONS (XCILUNCI Page 4 of 3' Cleanng through Pershing LC. a *lay evened stall." a The Bank el New Yak Meta CancatIon Ma Mao) Per 91. inx 11.C. menbt• ormA.SCAt4XatelL 00046232 DE1-SD
N CHINA IA EDITECH LTD SPONSORED ADR -700.000 28.6400 19191.53 USD MCM UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 10/30/17 REINVESTCASH INCOME .PM ORGAN FLOATING RATE INCOM E FUND CLASS I 1.028 103 .9,695.01 USD $HSX 3138097770 SHRSSFIRS PURCH. AT 59.43000 RD 9/26 PD 913014 To
Entities connected to both Cleanng and REINVESTCASH
the Options Clearing Corporation
ORGANIZATIONLegal Department
ORGANIZATIONUSAGES
ORGANIZATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONJersey City
LOCATION
Angela Merkel
PERSON
Mao Zedong
PERSONBNY MELLON CAPITAL MARKETS
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Mellon
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION