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y. For any investment inatniMents that have a renewal deadline, maturity date, surrender charge period/window etc., paperwork must be received by TO Ameritrade in good order three weeks prior to the firm deadline to allow /or proper processing times. To liquidate a CO held in a non-refirement account, confe

red X Ftercelatin Signaler Representative PitntedNarnir For TO Ameritrade Cl of ring. Please be advised tha TO 1172.5/2o/ . use only °Tilted° Clearing, Inc. Is an 'Approved 403(b)(7) Vendor' and/or has enterEd into an Information Sharing Agreement with the Employer for the abovecaplioned 403(b)(7) accou

leage 1 of 6) 1D Paper toe3-9.303a-n 00E1141 WdS£ /I tIN MI soil paAlaaay LLCI Investment Club, or Ameritrade Partnership Account Application PO Ova iTGO • °MOW. NE 643103-27oll Fax: 866-468-6268 Clueslions? Cal' a Mew Accounts representative at 600.21e47

n Ennis Del effialed compalles that are nom resporseble for end, abets services a polder. I D Amen racle, Inc., member regRAFSIPCMFA end TD ~mitred, Clearing, Inc., FINRA151PC. TD kneltrade ø e trademark jomuy owned by TO Anwitnede IP Company. Inc. end TA* ToronlaDornInlon bank. C 2013 TO Ameritrada IP Compa

RA O SEP IRA pother: 2. PLEASE PROVIDE INFORMATION ABOUT THE DELIVERING ACCOUNT (As deeded in Section 1 both registration and Tax Os for the TO Ameritrade account and &gownt being transferred should match.) Account Number (Required): (O* one Perform) N4G•023804 Account Recielrationfrate: SOUTHERN FI

resen alive Signature'. Representative RIAtettlarnir_.---' Date: -7.5- 209 For TD Ameritrade Caring, use only Please be advised t t TD eritrade Clearing, Inc. is an Approved 403(b)(7) Vendor' andlor has into an Information Sharing Agreement with the Employer for the above-captioned 403(b)(7) account. The

1D Ameritrade PO BOX 2577 OMAHA NE 681 03 2 5 7 7 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTI

ccount statement you ehould immadiainy colt us el the ~Met baad on page One 01 your statement. You Mould else contact our Omring ruw TD Amoeben> Clearing, Inc. el 8004694900. Fleaso romen mc statsmon care-141y. II you daga* sub any transamort or el Mae are any orde er °minnere. please rally e Client Servic