Document Mentions (3 shared documents)

EFTA01288520_sub_003 - EFTA01288520_252

3 mentions1 same-page

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B-SDNY-0008620 EFTA_00 156405 EFTA01288768 Pa] PC. Bcp 1776 Elul mote MD 2121Y3 Client Service Information Draft, ' Um Pnwill•Wea•n•Avtagenmt Marais t Dom/16.0J Deau IN UN Selo On hic Now bit Clio, HS Pal MY, IM, Ike weer *A NY 101M Statement Period: 0110112114 • 01/3112014 Your Client Advis

GM_00045772 DB-SDNY-0008596 EFTA_OOI5638I EFTA01288744 PC. Bc.1776 B4I .M021203 Cash Not Yet Received Security Deshoe Pnwe Weada mr.agenms Marais tonna ro‘P Deaulv Sank Secto9e. Inc Mow Int Olk• HS Put Asa. IM, I leer Statement Period: 0210112114 -02/2812114 Record Date Payable Date Qua

ping DEC 2013 CUSP 65433B43G-8 Fgn Safekeeping DEC 2013 CUSP. P7807h.A.F.2 Nan ' Statement Period: 0110112/14 -01/3112114 Price Accrued letered Mount Curren •6.00 LSO 4.00 LSD •6.00 LSD Total Fees • UNITED STATES DOLLAR Cash Withdrawals and Deposits 01124114 FEDERAL FL NDS SENT LS0999997 Total

EFTA01288520_sub_001 - EFTA01288520_100

2 mentions1 same-page

Page ?Same page

16121 REG DM 12/16111 Moody Rating BA' S P Rating 8%- 12104/13 U.12 1.500 000 000 107.7450 Adjusted Cost Basis Draw< Um Pon. Witain Alvvitneat Marais Can.'. OgSD Devbch• Sank Secio0e. Maw *4 Ma HS DH /ass. 2/00 bet IO M Market Price Market Value Statement Period: 11101/2014 - 11/30/2014 Unr

_00156190 EFTA01288553 Transactions by Type of Activity (continued) Process/ &Klement Date Activity Type Dina NA Qum Price Accrued Interest Mount Curren Dividends and Interest (continued) 11/17114 CASE. DIVIDEND RECEIVED BANK AMER CORP PER? NO N COM ULATWE DEP SHS FIXED 81.250 00 LSO 060505DT8

EFTA01288520_sub_002 - EFTA01288520_200

2 mentions1 same-page

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. R CRIM. P. 6(e) Away we. • ...or *was ...oleos SDNY_GM_00045721 DB-SDNY-0008545 EFrA_001 56330 EFTA01288693 Draw ( Sint P Ws Si P.m...yr,. Marais Cootqa4,0“) Deaulv sank Smote' 4%. Now *4 Cato HS Pia AS*. IM, I leer Now *A NY 101W Statement Period: 04/0112014 • 04/3012014 Schedule of Real

ntinued) Process/ Trade! Settlement Transaction Date Date Adivit Dem ion Clean Statement Period: 0410112/14 -04/30/2814 Price Awud Intend Mount Curren Other Transactions 04121114 WITHDRAWAL OF REORG QTY 3.000.000- L8G CAPITAL AO 1 PLC 144A 0.00 USD INSTRUCTIONS ISINIXS0473106283 8.000% 09/15