Document Mentions (3 shared documents)

EFTA01288520_sub_003 - EFTA01288520_252

3 mentions1 same-page

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B-SDNY-0008620 EFTA_00 156405 EFTA01288768 Pa] PC. Bcp 1776 Elul mote MD 2121Y3 Client Service Information Draft, ' Um Pnwill•Wea•n•Avtagenmt Marais t Dom/16.0J Deau IN UN Selo On hic Now bit Clio, HS Pal MY, IM, Ike weer *A NY 101M Statement Period: 0110112114 • 01/3112014 Your Client Advis

GM_00045772 DB-SDNY-0008596 EFTA_OOI5638I EFTA01288744 PC. Bc.1776 B4I .M021203 Cash Not Yet Received Security Deshoe Pnwe Weada mr.agenms Marais tonna ro‘P Deaulv Sank Secto9e. Inc Mow Int Olk• HS Put Asa. IM, I leer Statement Period: 0210112114 -02/2812114 Record Date Payable Date Qua

e Bonds SG STRUCTURED PRODS INC COMMODITY LKO MKT PLUS PROTECTED NOTES 0.000% 08/05/14 WE DM 07/30113 07/25/13 ' •12.13 2,000.000 000 100 0000 HSBC USA INC MEDIUM TERM NTS BUFFERED NOTES LKD TO EURO STO)S 50 0.000% 08/29/14 WE DTD 05/30/13 05124113 2,000,000.000 100 0000 PM ORGAN CHASE & CO M EDIUM TERM NTS CAPPE

EFTA01288458

2 mentions1 same-page

Page ?Same page

end Option: Cash 05/17112 '.13 17.500.000 GENERAL ELECTRIC CO COM Dividend Option Cash 04123113 '•f3 23.000.000 Unit Cod Orals° e ,.arena.. Marais ferrite 6,0••• Cettfthe Sank Setionelni. Mrs bet OR,. 315 Pit Ramo. 30th lice! Mew etA PIT IOVA (M)4!A.MI. OtSSIM•09S Cost Basis Market Price

1181E DID 07130/13 07125113'.11,13 2,000,000.000 100 0000 2,000,000.00 101.1600 2,029,200.00 29,200.00 000 Original Cost Bass 52.000,000 00 HSBC USA INC MEDIUM TERM NTS Security Identifier: 40432XFP1 BUFFERED NOTES LKO TO EURO STOXX 50 0.000% 0812911181E DTO 05130113 05124113 2,000,000.000 100.0000 2.000.000.0

EFTA01288520_sub_002 - EFTA01288520_200

2 mentions1 same-page

Page ?Same page

. R CRIM. P. 6(e) Away we. • ...or *was ...oleos SDNY_GM_00045721 DB-SDNY-0008545 EFrA_001 56330 EFTA01288693 Draw ( Sint P Ws Si P.m...yr,. Marais Cootqa4,0“) Deaulv sank Smote' 4%. Now *4 Cato HS Pia AS*. IM, I leer Now *A NY 101W Statement Period: 04/0112014 • 04/3012014 Schedule of Real

te Bonds SG STRUCTURED PRODS INC COMMODITY UM MKT PLUS PROTECTED NOTES 0.000% 0810511181E DID 07130113 07125/13 '.12.13 2,000,000.000 100 0000 HSBC USA INC MEDIUM TERM NTS BUFFERED NOTES LK/ TO EURO mom so 0.000% 08129114 WE DM 05130113 05124113 %OM 2,000,000.000 100 0000 AY ORGAN CHASE & CO M EDIUM TERN NTS GAFF