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intended to protect the markets themselves and a firm's public customers, rather than investors in the Master Partnership or in the Feeder Funds. Anti-Money Laundering Regulations The Master Partnership accepts investments only from (i) the Feeder Funds, (ii) entities through which Portfolio Managers and related personnel are
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
intended to protect the markets themselves and a firm's public customers, rather than investors in the Master Partnership or in the Feeder Funds. Anti-Money Laundering Regulations The Master Partnership accepts investments only from (i) the Feeder Funds, (ii) entities through which Portfolio Managers and related personnel are
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
intended to protect the markets themselves and a firm's public customers, rather than investors in the Master Partnership or in the Feeder Funds. Anti-Money Laundering Regulations The Master Partnership accepts investments only from (i) the Feeder Funds, (ii) entities through which Portfolio Managers and related personnel are
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (126)
Entities connected to both Anti-Money Laundering Regulations and the Connecticut Department of Banking
United States
LOCATION4 w/ Anti-Money·4 w/ the
Samantha Power
PERSON4 w/ Anti-Money·4 w/ the
the Financial Advisor's
ORGANIZATION3 w/ Anti-Money·4 w/ the
Parent Company
ORGANIZATION3 w/ Anti-Money·4 w/ the
Dept. of
ORGANIZATION3 w/ Anti-Money·4 w/ the
Back Taxes Payment
ORGANIZATION3 w/ Anti-Money·4 w/ the
Connecticut Department
ORGANIZATION3 w/ Anti-Money·4 w/ the
New Hampshire
LOCATION3 w/ Anti-Money·4 w/ the
UBS Securities LLC
ORGANIZATION3 w/ Anti-Money·4 w/ the
Department of Justice
ORGANIZATION3 w/ Anti-Money·4 w/ the
New York State
LOCATION3 w/ Anti-Money·4 w/ the
UBS Fund Advisor
ORGANIZATION3 w/ Anti-Money·4 w/ the
Internal Revenue Service
ORGANIZATION3 w/ Anti-Money·4 w/ the
Lehman
ORGANIZATION3 w/ Anti-Money·4 w/ the
Lehman Structured Products
ORGANIZATION3 w/ Anti-Money·4 w/ the
Massachusetts Securities Division
ORGANIZATION3 w/ Anti-Money·4 w/ the
the North American Securities Administrators Association
ORGANIZATION3 w/ Anti-Money·4 w/ the
Civil Penalty
ORGANIZATION3 w/ Anti-Money·4 w/ the
Cease & Desist
ORGANIZATION3 w/ Anti-Money·4 w/ the
General State of NY
ORGANIZATION3 w/ Anti-Money·4 w/ the