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follows: (i) to allocate such income among such Positive Basis Members until either the full amount of such income shall have been so allocated or the Positive Basis of each such Positive Basis Member shall have been eliminated, and (ii) to allocate any income not so allocated to Positive Basis Members to the ot
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
follows: (i) to allocate such income among such Positive Basis Members until either the full amount of such income shall have been so allocated or the Positive Basis of each such Positive Basis Member shall have been eliminated, and (ii) to allocate any income not so allocated to Positive Basis Members to the ot
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
follows: (i) to allocate such income among such Positive Basis Members until either the full amount of such income shall have been so allocated or the Positive Basis of each such Positive Basis Member shall have been eliminated, and (ii) to allocate any income not so allocated to Positive Basis Members to the ot
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (126)
Entities connected to both the Positive Basis and the Connecticut Department of Banking
Samantha Power
PERSON5 w/ the·4 w/ the
the Securities and Exchange Commission
ORGANIZATION4 w/ the·4 w/ the
Parent Company
ORGANIZATION3 w/ the·4 w/ the
Dept. of
ORGANIZATION3 w/ the·4 w/ the
Swiss Federal Banking Commission
ORGANIZATION3 w/ the·4 w/ the
Connecticut Department
ORGANIZATION3 w/ the·4 w/ the
New Hampshire
LOCATION3 w/ the·4 w/ the
UBS Securities LLC
ORGANIZATION3 w/ the·4 w/ the
United States
LOCATION3 w/ the·4 w/ the
Department of Justice
ORGANIZATION3 w/ the·4 w/ the
New York State
LOCATION3 w/ the·4 w/ the
the Negative Basis
ORGANIZATION4 w/ the·3 w/ the
Internal Revenue Service
ORGANIZATION3 w/ the·4 w/ the
UBS Fund
ORGANIZATION3 w/ the·4 w/ the
Lehman Structured Products
ORGANIZATION3 w/ the·4 w/ the
Massachusetts Securities Division
ORGANIZATION3 w/ the·4 w/ the
the North American Securities Administrators Association
ORGANIZATION3 w/ the·4 w/ the
Civil Penalty
ORGANIZATION3 w/ the·4 w/ the
Cease & Desist
ORGANIZATION3 w/ the·4 w/ the
General State of NY
ORGANIZATION3 w/ the·4 w/ the