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FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP
ler, (c) Darren lndyke, and (d) Lesley Groff. Dated: December 4, 2009 Kramer Levin Naftalis & Frankel LLP Marshall H. Fishman Stephen M. Sinaiko Gabrielle L. Gould 1177 Avenue of the Americas New York, New York 10036 (212) 715-9100 Attorneys for Respondents The Bear Steams Companies, Inc., Bear, Steams & Co
z By: David B. Anders 51 West 52nd Street New York, Ncw York 10019 Counsel for Warren Spector - 3 - EFTA00284611 FINRA-DR Case No. 09-00979 FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC. and THE C.O.U.Q. FOUNDATION, INC., Claimants, - and - THE BEAR STEARNS
n M. Sinaiko 1177 Avenue of the Americas New York, New York 10036 Freshfields Bruckhaus Deringer US LLP By: ikar If-Ast4.,4t4 Marshall . Fishman Gabrielle L. Gould 520 Madison Avenue, 34th Floor New York New York 10022 Co-Counsel for The Bear Stearns Companies Inc., Bear, Stearns & Co. Inc. and Bear Steams
FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP
(c) Dated: December 4, 2009 Respectfully submitted, KRAMER LEVIN NAFTALIS & FRANKEL LLP B ki tatE Marshall H. Fialun f an Stephen M. Sinaiko Gabrielle L. Gould 1177 Avenue of the Americas New York, New York 10036 Attorneys for Respondents The Bear Steams Companies, Inc., Bear, Stearns & Co. Inc., and Bea
Entities connected to both FINRA DISPUTE RESOLUTION, INC. and Gabrielle L. Gould

Stephen Hawking
PERSONStephen M. Sinaiko
PERSON
Jeffrey Epstein
PERSON
United States
LOCATIONBear, Stearns & Co. Inc.
ORGANIZATIONDavid B. Anders
PERSONAce Greenberg
PERSON
Jimmy Cayne
PERSON
Alan Dershowitz
PERSON
Spector
PERSONKramer Levin Naftalis & Frankel LLP
ORGANIZATION
Matthew Tannin
PERSON
Ralph Cioffi
PERSONBear Stearns High-Grade Structured
ORGANIZATION
Les Wexner
PERSONBear Steams'
ORGANIZATION
Bear Stearns
ORGANIZATION