Epstein Secrets

FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP

stein, (b) Harry Beller, (c) Darren lndyke, and (d) Lesley Groff. Dated: December 4, 2009 Kramer Levin Naftalis & Frankel LLP Marshall H. Fishman Stephen M. Sinaiko Gabrielle L. Gould 1177 Avenue of the Americas New York, New York 10036 (212) 715-9100 Attorneys for Respondents The Bear Steams Companies, Inc

z By: David B. Anders 51 West 52nd Street New York, Ncw York 10019 Counsel for Warren Spector - 3 - EFTA00284611 FINRA-DR Case No. 09-00979 FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC. and THE C.O.U.Q. FOUNDATION, INC., Claimants, - and - THE BEAR STEARNS

an Godfrey LLP By:5 L1/44-4AU1/4"--- -- By: Stephen D. Susman 560 Lexington Avenue, 15th Floor New York, New York 10022 Counsel for Claimants Stephen M. Sinaiko 1177 Avenue of the Americas New York, New York 10036 Freshfields Bruckhaus Deringer US LLP By: ikar If-Ast4.,4t4 Marshall . Fishman Gabrielle L.

FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP

ms just and proper. (c) Dated: December 4, 2009 Respectfully submitted, KRAMER LEVIN NAFTALIS & FRANKEL LLP B ki tatE Marshall H. Fialun f an Stephen M. Sinaiko Gabrielle L. Gould 1177 Avenue of the Americas New York, New York 10036 Attorneys for Respondents The Bear Steams Companies, Inc., Bear, Stearns