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ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the DOJ and a gro
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the DOJ and a g
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the D01 and a g
Entities connected to both the Delaware Limited Liability Company Act and Dept. of

United States
LOCATION
Internal Revenue Service
ORGANIZATION
Federal Reserve
ORGANIZATION
Jeffrey Epstein
PERSONUBS Securities LLC
ORGANIZATION
New York State
LOCATION
Samantha Power
PERSONLehman Structured Products
ORGANIZATIONthe North American Securities Administrators Association
ORGANIZATIONCease & Desist
ORGANIZATION
Fannie Mae
ORGANIZATIONthe Certificate of Formation
ORGANIZATION
New York
LOCATION
Department of Justice
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Ghislaine Maxwell
PERSON
New Hampshire
LOCATIONLehman
ORGANIZATIONMassachusetts Securities Division
ORGANIZATIONUBS Fund
ORGANIZATION