3
Shared Docs
3
Same-Page
3 / 3
Mentions
compensation. — In Aaron to commissions on sales and 12b-t fees received n catcbon writi the distnbution of mutual lends to Cordell% we alicke our Alfas metres revenue *Wing Parents frOMartributors a-dor advisors of the metal funds that we sell. Thee anoints are based on two deferent CoMP0nentt-
ng cammeark and other corrwersalith from rnsual finds and nannce companies whose voids we *tribute. - We resits an annual he from UBS Bak LEA and USS AG Stanford Blanch of up to $zs per accost sweeping to the barks under the UBS BM Sweep Frowns Activity hbrmation mood& <unmakes and otter charges
mpensation. — In addition to commissions on sales and 12b-t fees resealed n sanction coat, the distribution of mutual funds to curets% we anda our Alfas receive twwwe Mating Payments Iran di:tributes a-dor athiscrs of the mAki funds that we sell. Theseam:ants are based on two deferent COMP:nentf-
not SPA, to • ( Mari Mara, news controlled by (and Farad n par swot value/but held awsy fromull$Finalos, Sermon Cep. Cram Iberia, a UBSBale rear a USS AG Stamford &dor (d) oware aoacts. narrisivadba monies. rid 04 Owes of Malta lin& sheet soh ShaceS re rep stored redly in the name of the arts! hold
pensation. — In addition lo commiseons on sales and 12b1 fees recent n ea-racoon with the distribution of mutual Ittids to our c fonts we nuke our Alfas receive mania, Sharing Parente horn distributors ado advisers of the mAki funds that we sell. Theseanoints are based on two defence rsetaxnenrs 0
Mattel Mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC valhn toplicebk limits, but are not pointed by SK. USS AG Stanford Branchdeposit account balances an not insured be FDIC and are not protected by Sitt money market sweep balances are protected by 9PC but at
Entities connected to both Alfas and USS AG

Ghislaine Maxwell
PERSON
Stanford University
LOCATION
Vicky Ward
PERSONBank USA
ORGANIZATION
Condoleezza Rice
PERSONRussell 3000
ORGANIZATION
NEW YORK NY
LOCATIONNnandal
ORGANIZATIONLOS AG
ORGANIZATIONWS AG
ORGANIZATIONCayman
LOCATION
U.S. Treasury
ORGANIZATIONHarbor Boulevard
LOCATION
Puerto Rico
LOCATIONWeehawken
LOCATIONUPS AG
ORGANIZATIONDoug Band
PERSON
United States
LOCATIONMaria Farmer
PERSON
Mao Zedong
PERSON