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n of nasal lads to our c lent we Niece our AIMS eceive revenue taring Papeento from distributors ardor advisors of the rural funds that we sell. Theseamounts are based on two deferent aornItOnent4 to matt of sales by UBS of a pm:6W mutual fund family to our clients, and Cs) the asset value of apanicsSr

skre and other cornea-oaten from mutual kids and nsurance companies whose proclicesne dstrbute. - We recent an anal fee from UBS Bali OA and LIES AG Stanford Branch of up to $zs per accost sweepng to the barks under the UBS Bark Sweep Frogram. Activity hbamation rewarding ownnissCrts and otter charges Mimed

tribution ol caul lull to our c lent we ancke our AIMS 'Fairs tovomo thing payment from,, de:tauten coda adriscrs of the nagl funds that we sell. Theseamounts are based on two <Merril CCOP:nentt- amount al alto by UBS of a partkule mutual fund famiy to our clients, and CO the asset value of a particuLr

'none informason Cash Cash and money balances Cash and money balances may include available cash batmen, UBS Bank USA deport account taxes, U8S AG Stanford Branch deposit acount balances and money market mutual fund sweep balances. U8S Bark USA deposit account bedances are insured by the FDIC villein eipplIcab

on of mutual ha* to phrasing we sutra our alMau receive reverse taring Payments from distributors a-dor advisors of the mAkel funds that we sell. Theseamounts are based on two deferent COMP:nentf- tlY amant al sale, by UBS of a patioalw mtaual fund I amig to our <lents; and C) the asset value °tape-auLa

al fund sweep balances. U8S Sank USA deposit account balances are insured by the FDIC vett( n apolk dole limits, bul ale not protected by SIPC. 005 AG Stanford Branch deposit account banes ate not insured by FDIC end are not protected by UPC. Money market sweep balances are protected by WC but are not insured by t