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on mutual funds to oat cent we mock, our /Baal* receive revenue *Wing Payments from distributors a-dor advisors of the impact funds that we sell. Theseamounts are based on two dean COMP:nentf- tlY amcentol sale, by UBS of a pa-titular mutual fund family to our clients,: and CO the asset value of ape-hoa
ement date or iota =bete Aar-KYat coMnxed IWO ae not guaardeed • Amu not hold by WS Financial twice Corian Mitt le no WN to Fred ani not whin the Fitts possessed" or anvol Throe afet5 re deptebod on yam statemed for irdonnatronal poem., onii Pouliot a,1 yak*, presented a-e fanned byte emote fim UG
on of mutual ha* to phrasing we sutra our alMau receive reverse taring Payments from distributors a-dor advisors of the mAkel funds that we sell. Theseamounts are based on two deferent COMP:nentf- tlY amant al sale, by UBS of a patioalw mtaual fund I amig to our <lents; and C) the asset value °tape-auLa
the Burg Inn U65 F antral Service, is not remomble for is formation and des not guarantee as accuracy. These assets ate rot protected by SIC or to Fitts upplemental SIC coverage • Revenue shoring and additional compensation. — In addition to commissions on sales and 12lal fees received n correction
distribution of radial lards to trams we new our ant 'et" revenue *wing payment from distributors odor adviscrs of the mural funds that we sell. Theseamounts are bated on two different COM:Onentt- 0 the amantol sake by UBS of a partkula mutual fund I ami& to our climb and C) the asset valued a partiot m
ects and U3S Bank USA n rdrect subsdares of LES AG and affiliates of LES Secisitin EC. The Fim'. I hancial statement is available upon mopes!. The Fitts escalate off roes are a: LE5Finanool Sass km 1200 Harbor Boulevard Weettaiikeo, NJ 07086 Ibis natement represents the any official record of you
nbution of mutual finds to modems we aura our Alfas "Rave revenue Sharing Parrott horn distributors odor adieus of the makil funds that we sell. Theseamounts are based on two deferent COMPOnentf- tiv amount ol sale, by UBS of partkula mutual fund I amik. to our (lies and CO the asset value of apathySr
ces and U3S Bank USA se rdrect subsdares of LES AG and affiliates of LES Seasitin LIC. The Fim's I hencial statement is available upon ticket. The Fitts exotice off ices re a: LIB5 Finnoul Sens FE. 1200 Harbor Boulevard Weehawken, to 07086 Ibis statement represent the any oil del record of pi' L
Entities connected to both Theseamounts and Fitts

Ghislaine Maxwell
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PERSONHarbor Boulevard
LOCATIONLOS AG
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LOCATIONRussell 3000
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PERSONNnandal
ORGANIZATIONWeehawken
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LOCATIONUnion City
LOCATIONCayman
LOCATIONUPS AG
ORGANIZATIONSCOTT STACK
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Mao Zedong
PERSONBank USA
ORGANIZATIONBat LEA
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