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ritrade, Inc.. and TD Ameritrade Cleating, Inc.. members FINRA/SIPC. TD Arnentrade is a trademark jointly owned by in Ameritrade IP Company. Inc and The Toronto-Dominion Bank O2018 TO Amenlrade IIIIIIIIII IIIIIIIIIIIIIIIU 1111 IIII CONFIDENTIAL SD NY_GM teetross EF1'A_0O122794 EFTA01268273 IPage 2 of 21 Page 1
vestment Products: Not FDIC Insured ' No Genic Guarantee ' May Lose Value TO Ameritrade, Inc.. and TD Ameritrade Cleating, Inc.. members FINRA/SIPC. TD Arnentrade is a trademark jointly owned by in Ameritrade IP Company. Inc and The Toronto-Dominion Bank O2018 TO Amenlrade IIIIIIIIII IIIIIIIIIIIIIIIU 1111 I
eritrade. Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC. TD Amentrade Is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TD Amerltrade. CONFIDENTIAL SDNY_Getittiall,(Negag EFTA 00123067 EFTA01268466
ed or type transfers, such as Individual to Jolt I authorize the transfer from account to Al parties on the delivering account must sign below. All TD Arnentrade parties must sign in section 6 for transfer authorization. X Client Signaiwo: X Client Signature: account. Date: Date: Client Signature: Data:
nies with a TD Ameritrade name, financial companies such as RED Option Advisors, Inc. and the TD Bank Financial Group family, including TD Bank and The Toronto-Dominion Bank, as well as non-financial companies such as Investools, Inc. Nonaffiliates Companies not related by common ownership or control. They can be fina
CONFIDENTIAL SDNY_GM_00011861 EFTA_00122512 EFTA01267991 Statement for Account # 867-730320 12/01/15 - 12/31/15 Important Information What is TD Arnentrade required to do? As required by the USA PATRIOT Act, our anti•money laundering program designates a special Compliance Officer to ensure compliance w
Entities connected to both The Toronto-Dominion Bank and TD Arnentrade