3
Shared Docs
3
Same-Page
3 / 3
Mentions
,18201 SOLD C in 10/19101 10/19/01 10/16101 10.116101 BOUGHT SOLD r 10/19/01 10/16/01 SOLD 10/19/01 10/16/01 SOLD 9ZEPSEOCIN9- ANGS COMPTON CURES STORES INC (FLA) SHORT. EXECUTION BY BUM CC41MGSIDN 114.00 SEC FEE .85 EBAY INC COVER SHORT. ExECUTEN BY WISH GAP INC SHORT. DIECI
-2.800 7.2500 -20.300 SIGMA-ALDIUCH CORP SLAL SHIN -300 37.3500 -11.205 99 0.8835 SHOPKO STORES INC SKO SHRT -5.100 8.3000 -42.330 SHOE CARNIVAL INC-IND SUL MRGN 18.800 9.8500 185.180 STANLEY WORKS SYNC SHRT -1,200 39.6400 -47,568 .1.152 2.4218 STARES INC SPLS SHRT -2.000 15.5800 -3
York, New Talc 10179 (212) 272-2000 20 o•2. Transaction Detail (continued) INVESTMENT ACTIVITY (continued) WITIEM00 110103 DUE OM TRAJEACTON COMPTON 20.001.0.15/ WV= PRICE 12/19/01 12/14/01 SOLD VALUE CRY DEPARTMENT STORES KO -1.100 4.31200 NC EXECUTION 61 BUCK VS 110012.0441 COIMASS
oldings (continued) Equities & Options (ccotirosO) Ater uxs a1 SeV60/PCUSS. Mt °Juan MC( WSO VALUE tSI1VAIID AIIMJAL ac0K COMIC nit (%T SHOE CARNIVAL INC-IND SCVL CASH 7.900 9.6900 78551 SYMBOL TECHNOLOGIES INC SOL CASH 1.600 10.4900 16.784 32 0.1907 TOMMY HLFIGER CORP-ORD TOM CASH 14.550
R -10,300 IMNY -1,500 HED -5,000 MAXS -1,200 NVLD -12,250 URGI -15,150 CAND -1.420 70-AL MONEY FUND ACTIVITY DATE MODAT IMNSACTIGN COMPTON 07/27/02 OPENINGBALANCE SYMEC.L.CUSIP OUNITITY PRCE 8,327,286.37 CESiT AMOor CREDIT AMOUNT 07/30/02 SOLD NEARIMAMBAKtio GTDXX -5.000 1.
STGS -1.500 25.54500 38.256.92 NEW EXECUTION BY INET VS 1000 12-21-01. 500 12-05-01 COMMISSION 45.00 SEC FEE '58 03/26/02 03/21/02 SOLD SHOE CARNIVAL INC-IND SCVL 2.500 14.97590 37.374.18 EXECUTION BY REDI VS 1000 11-28-00. 800 11-16-00 - 700 11-30-00 COMMISSION 50,00 SEC FEE .57 0326.,02 03/2
Entities connected to both COMPTON and SHOE CARNIVAL INC-IND

New York City
LOCATION
Ghislaine Maxwell
PERSON
Bear Stearns
ORGANIZATION
Financial Trust Company
ORGANIZATION
Ralph Lauren
PERSONLARRY KEMP
PERSONEquities & Options
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Wilbur Ross
PERSON
Julie K. Brown
PERSONTALBOTS INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONPERKO
ORGANIZATIONBEBE STORES INC
ORGANIZATION
Samantha Power
PERSONNAUTICA ENTERPRISES INC
ORGANIZATIONGENESCO INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONMoney Fund
ORGANIZATION