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faunae °nuns red risk profile we speak to each account and may coy between Meese Seise the Finn prompt), in wren; of any signikant change in you. Maxie' skuaion or insurers objectives. For each CONFIDENTIAL accost hekk you choose one of the following jinn objectier • Endue Cunene/mom.. Inane es
Jan 23,13 224.000 236966 53,080.41 319.600 71,590.40 18,509.99 LT Apr 22, 13 104.000 251.093 26,113.69 319.600 33,23840 7,124.71 LT Sectrity total 372.000 235218 87,501.00 118,891.20 31,390.20 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: $3,108 Current yield: 2.58% Jun 19, 13
e nehmen object* rd risk profile Me speolk to each account and my mybetween Please edam the Cum promote, in men; of any sign', Cant change in you. Maxie situation or immune% objectives. Fix each CONFIDENTIAL mount held, you choose one of We following Men: rent objectint • Endue CunentIrcome. Menne
10,320.00 10,320.00 11.850 10,803.18 483.18 ST Total reinvested 57.231 11.721 670.86 11.850 678.19 7.33 Ea 31,256 Current yield 3 80% Sectrity total 2,792.194 11.305 30,895.00 31$66.86 33,087.49 1,520.63 2,191.49 ERACKROCK HIGH YIELD BOND I Symbol: BHYIX Trade date: Jan 29, 13 4,
ld n a patrol, capaay A full may ol the poky onthIng 6 Nalable upon 'Sian The SIC prOleCtaa aid the supplemental ;roam both do not ;ply to • (than Maxie, toms controlled try (and Voided o)O°, roan value) but held away rom Servael (ego anon (loth aIBS tat (i)carh at 185 AS Stamford brand+. 00 remar
22.00 25,122.00 9.120 24,876.50 -245.50 ST Total reinvested 121.189 9.151 1,109.07 9.120 1,105.24 -3.83 EAT 12,851 Current yield: 3 76% Sectrity total 8,312.819 9.189 75281 00 76,390.07 75,812.90 -577.18 531.89 GOLDMAN SACHS STRATEGC INCOME CL I Symbol. GSZIX Trade date: Jun 24, 13
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