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om regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO 1000335587 GB FOUNDATION Avila US GM RED approval GEORGE KAISER FAMILY Xavier KCP Confirmation required from regional leads that KYC was completed to the required
ALLEN Avila US GM RED approval PRIVATE CLIENT SERVICES (PWM Xavier KCP Confirmation required from regional 1000334995 GB ALEX BROWN) Avila US GM RED leads that CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052082 CONFIDENTIAL SDNY_GM_00198266 EFTA01362593
009438472 GB ALLEN Avila US GM RED approval PRIVATE CLIENT SERVICES (PWM Xavier KCP Confirmation required from regional 1000334995 GB ALEX BROWN) Avila US GM RED leads that CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052082 CONFIDENTIAL SDNY_GM_00198266 EFTA01362593
OLINA INSURANCE David KCP ACO 1007668198 US LIMITED Posen US GM RED approval EQUITY INVESTMENTS Xavier KCP ACO 1009171312 GB L.P. Avila US GM RED approval GEORGE KAISER FAMILY Xavier KCP Confirmation required from regional leads that KYC was completed to the required
NT SERVICES (PWM Xavier KCP Confirmation required from regional leads that KYC was completed to the required 1000334995 GB ALEX BROWN) Avila US GM RED standard. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052120 CONFIDENTIAL SDNY_GM_00198304 EFTA01362624
PRIVATE CLIENT SERVICES (PWM Xavier KCP Confirmation required from regional leads that KYC was completed to the required 1000334995 GB ALEX BROWN) Avila US GM RED standard. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052120 CONFIDENTIAL SDNY_GM_00198304 EFTA01362624
was completed to the required standard. NCA required if KYC has not been done. ACO approval GRUPO TELEVISA, Xavier KCP ACO US S.A.B Avila US GM RED approval PAUL GARDNER Xavier KCP ACO GB ALLEN Avila US GM RED approval Confirmation GB PRIVATE CLIENT SERVICES (PWM _ A
a US GM RED approval PAUL GARDNER Xavier KCP ACO GB ALLEN Avila US GM RED approval Confirmation GB PRIVATE CLIENT SERVICES (PWM _ ALEX BROWN) Xavier KCP Avila US GM RED required from regional leads that KYC was completed to the required standard. NCA required if KYC has n
regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO 1000334995 GB _ ALEX BROWN) Avila US GM RED approval 2) New clients or not on the list so need to be checked in the first case if any of these are Red or Amber in CIB Team KCP
quired from regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO 1000334995 GB _ ALEX BROWN) Avila US GM RED approval 2) New clients or not on the list so need to be checked in the first case if any of these are Red or Amber in CIB T
Entities connected to both Avila and ALEX BROWN

Julie K. Brown
PERSON
Ghislaine Maxwell
PERSON
Prince Andrew
PERSON
Woody Allen
PERSONPosen
PERSONHimalaya Partners
ORGANIZATIONChris Cline
PERSONAndrew Mathias
PERSON